0001019056-23-000304.txt : 20230707 0001019056-23-000304.hdr.sgml : 20230707 20230707173652 ACCESSION NUMBER: 0001019056-23-000304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230706 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gagnon Neil CENTRAL INDEX KEY: 0001070170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37748 FILM NUMBER: 231077764 MAIL ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: GAGNON NEIL DATE OF NAME CHANGE: 19980910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SecureWorks Corp CENTRAL INDEX KEY: 0001468666 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270463349 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CONCOURSE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 4049291810 MAIL ADDRESS: STREET 1: ONE CONCOURSE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: SecureWorks Holding Corp DATE OF NAME CHANGE: 20090720 4 1 gagnon.xml FORM 4 X0407 4 2023-07-06 0 0001468666 SecureWorks Corp SCWX 0001070170 Gagnon Neil 1370 AVENUE OF THE AMERICAS 24TH FLOOR NEW YORK NY 10019 0 0 1 0 0 Common Stock, $0.01 par value per share 2023-07-06 4 P 0 6725 6.8353 A 567838 D Common Stock, $0.01 par value per share 145842 I By Limited Partner of the Family Partnership Common Stock, $0.01 par value per share 48868 I By Managing Member as General Partner of Darwin Partnership Common Stock, $0.01 par value per share 744444 I By Managing Member as General Partner of Gagnon Investment Associates Common Stock, $0.01 par value per share 29241 I By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. /s/ Neil Gagnon 2023-07-07