0001019056-23-000025.txt : 20230111 0001019056-23-000025.hdr.sgml : 20230111 20230111162825 ACCESSION NUMBER: 0001019056-23-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230109 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gagnon Neil CENTRAL INDEX KEY: 0001070170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35944 FILM NUMBER: 23523888 MAIL ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: GAGNON NEIL DATE OF NAME CHANGE: 19980910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POWER SOLUTIONS INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001137091 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 330963637 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MITTEL DRIVE CITY: WOOD DALE STATE: IL ZIP: 60191 BUSINESS PHONE: 630-350-9400 MAIL ADDRESS: STREET 1: 201 MITTEL DRIVE CITY: WOOD DALE STATE: IL ZIP: 60191 FORMER COMPANY: FORMER CONFORMED NAME: FORMAT INC DATE OF NAME CHANGE: 20060901 FORMER COMPANY: FORMER CONFORMED NAME: FORMAT INC /FA/ DATE OF NAME CHANGE: 20010321 4 1 gagnon.xml FORM 4 X0306 4 2023-01-09 0 0001137091 POWER SOLUTIONS INTERNATIONAL, INC. PSIX 0001070170 Gagnon Neil 1370 AVENUE OF THE AMERICAS 24TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.001 per share 2023-01-09 4 P 0 5 3.00 A 473948 D Common Stock, par value $0.001 per share 2023-01-10 4 P 0 5360 3.00 A 479308 D Common Stock, par value $0.001 per share 113880 I By Limited Partner of the Family Partnership Common Stock, par value $0.001 per share 21994 I By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Common Stock, par value $0.001 per share 659680 I By Managing Member as General Partner of Gagnon Investment Associates Common Stock, par value $0.001 per share 70180 I By Managing Member as General Partner of Darwin Partnership Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. /s/ Neil Gagnon 2023-01-11