0001140361-14-035377.txt : 20140911
0001140361-14-035377.hdr.sgml : 20140911
20140911181727
ACCESSION NUMBER: 0001140361-14-035377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140909
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERATED NATIONAL HOLDING CO
CENTRAL INDEX KEY: 0001069996
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 650248866
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
BUSINESS PHONE: 9545819993
MAIL ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
FORMER COMPANY:
FORMER CONFORMED NAME: 21ST CENTURY HOLDING CO
DATE OF NAME CHANGE: 19980909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Braun Michael H
CENTRAL INDEX KEY: 0001347447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25001
FILM NUMBER: 141098989
MAIL ADDRESS:
STREET 1: P.O. BOX 407193
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33340
4
1
doc1.xml
FORM 4
X0306
4
2014-09-09
0
0001069996
FEDERATED NATIONAL HOLDING CO
FNHC
0001347447
Braun Michael H
14050 N.W. 14 STREET
SUITE 180
SUNRISE
FL
33323
1
1
0
0
Chief Executive Officer & Pres
Common Stock, par value $0.01 per share
2014-09-09
4
A
0
45000
A
241044
D
Common Stock, par value $0.01 per share
2014-09-11
4
M
0
500
4.59
A
241544
D
Common Stock, par value $0.01 per share
2014-09-11
4
M
0
40000
4.73
A
281544
D
Common Stock, par value $0.01 per share
2014-09-11
4
S
0
27336
24.9978
D
254178
D
Stock Options (right to buy)
4.59
2014-09-11
4
M
0
500
4.59
A
2009-12-12
2014-12-12
Common Stock, par value $0.01 pre share
500
0
D
Stock Options (right to buy)
4.73
2014-09-11
4
M
0
40000
4.73
A
2010-01-02
2015-01-02
Common Stock, par value $0.01 per share
40000
0
D
Stock Options (right to buy)
4.36
2011-03-03
2020-03-03
Common Stock, par value $0.01 per share
15000
15000
D
Stock Options (right to buy)
2.45
2012-08-22
2021-08-22
Common Stock, par value $0.01 per share
10000
10000
D
Stock Options (right to buy)
4.40
2013-04-06
2022-04-06
Common Stock, par value $0.01
15000
15000
D
Restricted stock award pursuant to the Issuer's 2012 Stock Incentive Plan.
A total of 205,663 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
Shares acquired upon exercise of vested options previously granted under the Issuer's stock option plans.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.81 to $25.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price with the range set forth above.
The options vest 20% per year.
The options vest 33 1/3 per year.
/s/ Michael H. Braun
2014-09-11