0001140361-14-035377.txt : 20140911 0001140361-14-035377.hdr.sgml : 20140911 20140911181727 ACCESSION NUMBER: 0001140361-14-035377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140909 FILED AS OF DATE: 20140911 DATE AS OF CHANGE: 20140911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED NATIONAL HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 FORMER COMPANY: FORMER CONFORMED NAME: 21ST CENTURY HOLDING CO DATE OF NAME CHANGE: 19980909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braun Michael H CENTRAL INDEX KEY: 0001347447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 141098989 MAIL ADDRESS: STREET 1: P.O. BOX 407193 CITY: FORT LAUDERDALE STATE: FL ZIP: 33340 4 1 doc1.xml FORM 4 X0306 4 2014-09-09 0 0001069996 FEDERATED NATIONAL HOLDING CO FNHC 0001347447 Braun Michael H 14050 N.W. 14 STREET SUITE 180 SUNRISE FL 33323 1 1 0 0 Chief Executive Officer & Pres Common Stock, par value $0.01 per share 2014-09-09 4 A 0 45000 A 241044 D Common Stock, par value $0.01 per share 2014-09-11 4 M 0 500 4.59 A 241544 D Common Stock, par value $0.01 per share 2014-09-11 4 M 0 40000 4.73 A 281544 D Common Stock, par value $0.01 per share 2014-09-11 4 S 0 27336 24.9978 D 254178 D Stock Options (right to buy) 4.59 2014-09-11 4 M 0 500 4.59 A 2009-12-12 2014-12-12 Common Stock, par value $0.01 pre share 500 0 D Stock Options (right to buy) 4.73 2014-09-11 4 M 0 40000 4.73 A 2010-01-02 2015-01-02 Common Stock, par value $0.01 per share 40000 0 D Stock Options (right to buy) 4.36 2011-03-03 2020-03-03 Common Stock, par value $0.01 per share 15000 15000 D Stock Options (right to buy) 2.45 2012-08-22 2021-08-22 Common Stock, par value $0.01 per share 10000 10000 D Stock Options (right to buy) 4.40 2013-04-06 2022-04-06 Common Stock, par value $0.01 15000 15000 D Restricted stock award pursuant to the Issuer's 2012 Stock Incentive Plan. A total of 205,663 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan. Shares acquired upon exercise of vested options previously granted under the Issuer's stock option plans. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.81 to $25.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price with the range set forth above. The options vest 20% per year. The options vest 33 1/3 per year. /s/ Michael H. Braun 2014-09-11