0001140361-14-022645.txt : 20140522
0001140361-14-022645.hdr.sgml : 20140522
20140522161230
ACCESSION NUMBER: 0001140361-14-022645
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140521
FILED AS OF DATE: 20140522
DATE AS OF CHANGE: 20140522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERATED NATIONAL HOLDING CO
CENTRAL INDEX KEY: 0001069996
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 650248866
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
BUSINESS PHONE: 9545819993
MAIL ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
FORMER COMPANY:
FORMER CONFORMED NAME: 21ST CENTURY HOLDING CO
DATE OF NAME CHANGE: 19980909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DORF CARL
CENTRAL INDEX KEY: 0001186092
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25001
FILM NUMBER: 14863851
MAIL ADDRESS:
STREET 1: 7343 WEST PERSHING AVENUE
CITY: PEORIA
STATE: AZ
ZIP: 85387
4
1
doc1.xml
FORM 4
X0306
4
2014-05-21
0
0001069996
FEDERATED NATIONAL HOLDING CO
FNHC
0001186092
DORF CARL
14050 N.W. 14 STREET
SUITE 180
SUNRISE
FL
33323
1
0
0
0
Common Stock, par value $0.01 per share
2014-05-21
4
M
0
15000
4.73
A
28142
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
300
23.49
D
27842
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1000
23.5
D
26842
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
200
23.68
D
26642
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1052
23.7
D
25590
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1080
23.71
D
24510
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
279
23.72
D
24231
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
101
23.73
D
24130
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1616
23.74
D
22514
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1100
23.75
D
21414
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
601
23.76
D
20813
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
400
23.78
D
20413
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
410
23.79
D
20003
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
500
23.8
D
19503
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
100
23.81
D
19403
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
100
23.82
D
19303
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
710
23.83
D
18593
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
3
23.85
D
18590
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
481
23.86
D
18109
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
300
23.87
D
17809
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
302
23.88
D
17507
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
809
23.89
D
16698
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
601
23.91
D
16097
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
210
23.92
D
15887
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
1018
23.93
D
14869
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
403
23.96
D
14466
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
506
23.97
D
13960
D
Common Stock, par value $0.01 per share
2014-05-21
4
S
0
303
23.98
D
13657
D
Common Stock, par value $0.01 per share
63491
I
Held by Dorf Trust
Common Stock, par value $0.01 per share
59624
I
Held by Carl Dorf Rollover IRA
Stock Options (right to buy)
4.73
2014-05-21
4
M
0
15000
4.73
A
2010-01-02
2019-01-02
Common Stock, par value $0.01 per share
15000
0
D
Stock Options (right to buy)
2.45
2012-08-22
2021-08-22
Common Stock, par value $0.01 per share
10000
10000
D
Stock Options (right to buy)
4.40
2013-04-06
2022-04-06
Common Stock, par value $0.01 per share
15000
15000
D
A total of 5,808 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan. The total also includes 1,500 shares previously reported as owned indirectly held by Dorf Trust.
The total does not include 1,500 shares previously reported as indirectly owned held by Dorf Trust.
Stock options vest 33 1/3% per year.
/s/ Carl Dorf
2014-05-22