0001140361-14-022645.txt : 20140522 0001140361-14-022645.hdr.sgml : 20140522 20140522161230 ACCESSION NUMBER: 0001140361-14-022645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED NATIONAL HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 FORMER COMPANY: FORMER CONFORMED NAME: 21ST CENTURY HOLDING CO DATE OF NAME CHANGE: 19980909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORF CARL CENTRAL INDEX KEY: 0001186092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 14863851 MAIL ADDRESS: STREET 1: 7343 WEST PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85387 4 1 doc1.xml FORM 4 X0306 4 2014-05-21 0 0001069996 FEDERATED NATIONAL HOLDING CO FNHC 0001186092 DORF CARL 14050 N.W. 14 STREET SUITE 180 SUNRISE FL 33323 1 0 0 0 Common Stock, par value $0.01 per share 2014-05-21 4 M 0 15000 4.73 A 28142 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 300 23.49 D 27842 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1000 23.5 D 26842 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 200 23.68 D 26642 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1052 23.7 D 25590 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1080 23.71 D 24510 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 279 23.72 D 24231 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 101 23.73 D 24130 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1616 23.74 D 22514 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1100 23.75 D 21414 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 601 23.76 D 20813 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 400 23.78 D 20413 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 410 23.79 D 20003 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 500 23.8 D 19503 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 100 23.81 D 19403 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 100 23.82 D 19303 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 710 23.83 D 18593 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 3 23.85 D 18590 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 481 23.86 D 18109 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 300 23.87 D 17809 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 302 23.88 D 17507 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 809 23.89 D 16698 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 601 23.91 D 16097 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 210 23.92 D 15887 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 1018 23.93 D 14869 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 403 23.96 D 14466 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 506 23.97 D 13960 D Common Stock, par value $0.01 per share 2014-05-21 4 S 0 303 23.98 D 13657 D Common Stock, par value $0.01 per share 63491 I Held by Dorf Trust Common Stock, par value $0.01 per share 59624 I Held by Carl Dorf Rollover IRA Stock Options (right to buy) 4.73 2014-05-21 4 M 0 15000 4.73 A 2010-01-02 2019-01-02 Common Stock, par value $0.01 per share 15000 0 D Stock Options (right to buy) 2.45 2012-08-22 2021-08-22 Common Stock, par value $0.01 per share 10000 10000 D Stock Options (right to buy) 4.40 2013-04-06 2022-04-06 Common Stock, par value $0.01 per share 15000 15000 D A total of 5,808 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan. The total also includes 1,500 shares previously reported as owned indirectly held by Dorf Trust. The total does not include 1,500 shares previously reported as indirectly owned held by Dorf Trust. Stock options vest 33 1/3% per year. /s/ Carl Dorf 2014-05-22