0001140361-12-038542.txt : 20120827 0001140361-12-038542.hdr.sgml : 20120827 20120827154815 ACCESSION NUMBER: 0001140361-12-038542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120823 FILED AS OF DATE: 20120827 DATE AS OF CHANGE: 20120827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMBERG BRUCE CENTRAL INDEX KEY: 0001188652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 121057103 MAIL ADDRESS: STREET 1: 3440 HOLLYWOOD BLVD 2ND FL CITY: HOLLYWOOD STATE: FL ZIP: 33021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 14050 NW 14 STREET STREET 2: SUITE 180 CITY: SUNRISE STATE: FL ZIP: 33323 4 1 doc1.xml FORM 4 X0306 4 2012-08-23 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001188652 SIMBERG BRUCE 14050 N.W. 14 STREET SUITE 180 SUNRISE FL 33323 1 0 0 1 Chairman of the Board Common Stock 2012-08-23 4 P 0 1000 5.1799 A 291765 D Common Stock 2012-08-23 4 P 0 50 5.18 A 291815 D Common Stock 2012-08-23 4 P 0 1000 5.20 A 292815 D Options 13.17 2008-12-06 2013-12-06 Common Stock 500 500 D Options 12.58 2009-01-30 2014-01-30 Common Stock 4500 4500 D Options 4.73 2010-01-02 2019-01-02 Common Stock 25000 25000 D Options 2.45 2012-08-22 2021-08-22 Common Stock 10000 10000 D Options 4.40 2013-04-06 2022-04-06 Common Stock 15000 15000 D The options vest 20% per year. The options vest 33 1/3% per year. /s/ Bruce F. Simberg 2012-08-27