0001140361-12-038538.txt : 20120827
0001140361-12-038538.hdr.sgml : 20120827
20120827152724
ACCESSION NUMBER: 0001140361-12-038538
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120821
FILED AS OF DATE: 20120827
DATE AS OF CHANGE: 20120827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMBERG BRUCE
CENTRAL INDEX KEY: 0001188652
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25001
FILM NUMBER: 121057036
MAIL ADDRESS:
STREET 1: 3440 HOLLYWOOD BLVD 2ND FL
CITY: HOLLYWOOD
STATE: FL
ZIP: 33021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO
CENTRAL INDEX KEY: 0001069996
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 650248866
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
BUSINESS PHONE: 9545819993
MAIL ADDRESS:
STREET 1: 14050 NW 14 STREET
STREET 2: SUITE 180
CITY: SUNRISE
STATE: FL
ZIP: 33323
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2012-08-21
2012-08-23
0
0001069996
21ST CENTURY HOLDING CO
TCHC
0001188652
SIMBERG BRUCE
14050 N.W. 14 STREET
SUITE 180
SUNRISE
FL
33323
1
0
0
1
Chairman of the Board
Common Stock
2012-08-21
4
P
0
1000
5.0428
A
280865
D
Common Stock
2012-08-21
4
P
0
1000
5.0884
A
281865
D
Common Stock
2012-08-21
4
P
0
1000
5.09
A
282865
D
Common Stock
2012-08-21
4
P
0
1000
5.094
A
283865
D
Common Stock
2012-08-21
4
P
0
1000
5.0979
A
284865
D
Common Stock
2012-08-21
4
P
0
1000
5.0999
A
285865
D
Common Stock
2012-08-21
4
P
0
2500
5.10
A
288365
D
Common Stock
2012-08-21
4
P
0
400
5.1599
A
288765
D
Common Stock
2012-08-21
4
P
0
2000
5.1995
A
290765
D
Options
13.17
2008-12-06
2013-12-06
Common Stock
500
500
D
Options
12.58
2009-01-30
2014-01-30
Common Stock
4500
4500
D
Options
4.73
2010-01-02
2019-01-02
Common Stock
25000
25000
D
Options
2.45
2012-08-22
2021-08-22
Common Stock
10000
10000
D
Options
4.40
2013-04-06
2022-04-06
Common Stock
15000
15000
D
The options vest 20% per year.
The options vest 33 1/3% per year.
This amended Form 4 is being filed solely to correct information previously provided in error by the Reporting Person's broker. There were 1,000 shares purchased at $5.09 (not 2,000 as previously reported). The actual total number of shares purchased on 8/21/12 was 10,900 (not 11,900 as previously reported). The Reporting Person has not sold any of these shares.
/s/ Bruce F. Simberg
2012-08-27