0001140361-11-043505.txt : 20110824 0001140361-11-043505.hdr.sgml : 20110824 20110824161716 ACCESSION NUMBER: 0001140361-11-043505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110822 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braun Michael H CENTRAL INDEX KEY: 0001347447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 111054276 MAIL ADDRESS: STREET 1: P.O. BOX 407193 CITY: FORT LAUDERDALE STATE: FL ZIP: 33340 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 4 1 doc1.xml FORM 4 X0304 4 2011-08-22 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001347447 Braun Michael H 3661 WEST OAKLAND PARK BLVD SUITE 300 LAUDERDALE LAKES FL 33311 1 1 0 0 Chief Executive Officer & Pres Common Stock 17900 D Options 2.45 2011-08-22 4 A 0 10000 2.45 A 2012-08-22 2021-08-22 Common Stock 10000 10000 D Options 16 2006-09-14 2011-09-14 Common Stock 5000 5000 D Options 15.79 2006-12-05 2011-12-05 Common Stock 20000 20000 D Options 16.59 2008-10-25 2013-10-25 Common Stock 5000 5000 D Options 14.36 2008-11-08 2013-11-08 Common Stock 20000 20000 D Options 13.17 2008-12-06 2013-12-06 Common Stock 500 500 D Options 12.58 2009-01-30 2014-01-30 Common Stock 4500 4500 D Options 8.32 2009-07-01 2014-07-01 Common Stock 40000 40000 D Options 4.59 2009-12-12 2018-12-12 Common Stock 500 500 D Options 4.73 2010-01-02 2015-01-02 Common Stock 40000 40000 D Options 4.36 2011-03-03 2020-03-03 Common Stock 15000 15000 D The options vest 20% per year. The options vest 33 1/3% per year. Michael H. Braun 2011-08-24