-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvXKJqBKPmMm1YEVSpIRISL3W/+e5iXHntOsQbWCRYBfIL1fAv0bs1oIW8RyDn5g Vkp+CqIXL4AD7HyDrLlvzA== 0001140361-09-007111.txt : 20090316 0001140361-09-007111.hdr.sgml : 20090316 20090316151047 ACCESSION NUMBER: 0001140361-09-007111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20090316 DATE AS OF CHANGE: 20090316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMBERG BRUCE CENTRAL INDEX KEY: 0001188652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 09683983 MAIL ADDRESS: STREET 1: 3440 HOLLYWOOD BLVD 2ND FL CITY: HOLLYWOOD STATE: FL ZIP: 33021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 4 1 doc1.xml FORM 4 X0303 4 2009-03-12 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001188652 SIMBERG BRUCE 3661 WEST OAKLAND PARK BLVD SUITE 300 LAUDERDALE LAKES FL 33311 1 0 0 1 Chairman of the Board Common Stock 2009-03-12 4 P 0 200 2.10 A 177191 D Common Stock 2009-03-13 4 P 0 600 2.68 A 177891 D Common Stock 2009-03-13 4 P 0 875 2.69 A 178766 D Common Stock 2009-03-13 4 P 0 100 2.71 A 178866 D Common Stock 2009-03-13 4 P 0 100 2.72 A 178966 D Common Stock 2009-03-13 4 P 0 225 2.7256 A 179191 D Common Stock 2009-03-13 4 P 0 6700 2.73 A 185891 D Common Stock 2009-03-13 4 P 0 1400 2.75 A 187291 D Common Stock 2009-03-13 4 P 0 4000 2.77 A 191291 D Common Stock 2009-03-13 4 P 0 100 2.80 A 191391 D Common Stock 2009-03-13 4 P 0 200 2.82 A 191591 D Common Stock 2009-03-13 4 P 0 800 2.83 A 192391 D Options 15.79 2006-12-05 2011-12-05 Common Stock 10000 10000 D Options 13.17 2008-12-06 2013-12-06 Common Stock 500 500 D Options 12.58 2009-01-30 2014-01-30 Common Stock 4500 4500 D Options 4.73 2010-01-02 2019-01-02 Common Stock 25000 25000 D The options vest 20% per year. The options vest 33 1/3% per year. Bruce Simberg 2009-03-16 -----END PRIVACY-ENHANCED MESSAGE-----