-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXXex8M3S9VUZVttpf0P2Mm3JetjIzY48SfEGeM1i3iQaNDWUPI2IVuUBqtUQGI3 afnB1Cx8LYr/5U2EK07LgQ== 0001140361-09-006714.txt : 20090312 0001140361-09-006714.hdr.sgml : 20090312 20090312083143 ACCESSION NUMBER: 0001140361-09-006714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090310 FILED AS OF DATE: 20090312 DATE AS OF CHANGE: 20090312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORF CARL CENTRAL INDEX KEY: 0001186092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 09674144 BUSINESS ADDRESS: STREET 1: 7343 W PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85381 BUSINESS PHONE: 6233349783 MAIL ADDRESS: STREET 1: 7343 WEST PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85387 4 1 doc1.xml FORM 4 X0303 4 2009-03-10 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001186092 DORF CARL 3661 WEST OAKLAND PARK BLVD., SUITE 300 LAUDERDALE LAKES FL 33311 1 0 0 0 Common Stock 2009-03-10 4 P 0 12624 1.65 A 12624 I Held by Carl Dorf Rollover IRA Common Stock 2009-03-10 4 P 0 8 1.90 A 12632 I Held by Carl Dorf Rollover IRA Common Stock 2009-03-10 4 P 0 200 1.94 A 12832 I Held by Carl Dorf Rollover IRA Common Stock 2009-03-10 4 P 0 46792 1.95 A 59624 I Held by Carl Dorf Rollover IRA Common Stock 54164 I Held by Dorf Trust Common Stock 1500 I Held jointly with Spouse Options 15.79 2006-12-05 2011-12-05 Common Stock 10000 10000 D Options 13.17 2008-12-06 2013-12-06 Common Stock 500 500 D Options 12.58 2008-01-30 2014-01-30 Common Stock 4500 4500 D Options 4.73 2010-01-02 2019-01-02 Common Stock 15000 15000 D This total includes 5,764 shares that were held by Dorf Partners that have been transferred to the Dorf Trust. The options vest 20% per year. The options vest 33 1/3% per year. Carl Dorf 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----