-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8m9HBzdJv2EU0Da03VdgUDR3SJzWI5elDN+lqhPdAIGXhkRj7nb1+ACJOnXhXBo 28esMLP/o+1GGdIDC0KrVQ== 0001140361-08-011982.txt : 20080512 0001140361-08-011982.hdr.sgml : 20080512 20080512164913 ACCESSION NUMBER: 0001140361-08-011982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080508 FILED AS OF DATE: 20080512 DATE AS OF CHANGE: 20080512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORF CARL CENTRAL INDEX KEY: 0001186092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 08824035 BUSINESS ADDRESS: STREET 1: 7343 W PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85381 BUSINESS PHONE: 6233349783 MAIL ADDRESS: STREET 1: 7343 WEST PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85387 4 1 doc1.xml FORM 4 X0202 4 2008-05-08 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001186092 DORF CARL 3661 WEST OAKLAND PARK BLVD., SUITE 300 LAUDERDALE LAKES FL 33311 1 0 0 0 Common Stock 2008-05-08 4 X 0 3000 8.333 A 3000 D Common Stock 2008-05-08 4 S 0 100 12.06 D 2900 D Common Stock 2008-05-08 4 S 0 2400 12.08 D 500 D Common Stock 2008-05-08 4 S 0 500 12.10 D 0 D Common Stock 48400 I Held by Dorf Trust Common Stock 5764 I Held by Dorf Partners 2001 LP Common Stock 1500 I Held jointly with Spouse Options 8.333 2008-05-08 4 X 0 3000 8.333 A 2003-06-04 2008-06-04 Common Stock 3000 5900 D Options 15.79 2006-12-05 2011-12-05 Common Stock 10000 10000 D Options 13.17 2008-12-06 2013-12-06 Common Stock 500 500 D Options 12.58 2008-01-30 2014-01-30 Common Stock 4500 4500 D The options are fully vested. The options vest 20% per year. Carl Dorf 2008-05-12 -----END PRIVACY-ENHANCED MESSAGE-----