-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrXWDny/tXnx6hx5doIvCGbXdcwc8pnccUBVcORnSRPmO8eem3/U8WRT7wwxbu4v GWoyNZEkkUdaAz+9rnKWow== 0001140361-07-024426.txt : 20071217 0001140361-07-024426.hdr.sgml : 20071217 20071217163148 ACCESSION NUMBER: 0001140361-07-024426 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071206 FILED AS OF DATE: 20071217 DATE AS OF CHANGE: 20071217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 3661 WEST OAKLAND PARK BLVD STREET 2: SUITE 300 CITY: LAUDERDALE LAKES STATE: FL ZIP: 33311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORF CARL CENTRAL INDEX KEY: 0001186092 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 071310379 BUSINESS ADDRESS: STREET 1: 7343 W PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85381 BUSINESS PHONE: 6233349783 MAIL ADDRESS: STREET 1: 7343 WEST PERSHING AVENUE CITY: PEORIA STATE: AZ ZIP: 85387 4/A 1 doc1.xml FORM 4/A X0202 4/A 2007-12-06 2007-12-06 0 0001069996 21ST CENTURY HOLDING CO TCHC 0001186092 DORF CARL 3661 WEST OAKLAND PARK BLVD., SUITE 300 LAUDERDALE LAKES FL 33311 1 0 0 0 Common Stock 55989 I Held by Dorf Trust Common Stock 5764 I Held by Dorf Partners 2001 LP Common Stock 1500 I Held jointly with Spouse Options 13.17 2007-12-06 4 A 0 500 13.17 A 2008-12-06 2013-12-06 Common Stock 500 500 D Options 8.333 2003-06-04 2008-06-04 Common Stock 15000 15000 D Options 15.79 2006-12-05 2011-12-05 Common Stock 10000 10000 D The options vest 20% per year. Explanation footnote was reversed by clerical error in submission dated 12/10/07. The options are fully vested. Explanation footnote was reversed by clerical error in submission dated 12/10/07. Carl Dorf 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----