-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTpRxYG7BkpB2e9IzB6IUV2NXH9DULb6Y1H98t8f7BJJsPXFYabYh83RU0Cpq9lT Hu/9QFY/Jg081m/QZWsuXQ== 0001140361-03-000587.txt : 20030225 0001140361-03-000587.hdr.sgml : 20030225 20030225114901 ACCESSION NUMBER: 0001140361-03-000587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030224 FILED AS OF DATE: 20030225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY HOLDING CO CENTRAL INDEX KEY: 0001069996 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 650248866 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25001 FILM NUMBER: 03578617 BUSINESS ADDRESS: STREET 1: 4161 N W 5TH STREET CITY: PLANTATION STATE: FL ZIP: 33317 BUSINESS PHONE: 9545819993 MAIL ADDRESS: STREET 1: 4161 N W 5TH STREET CITY: PLANTATION STATE: FL ZIP: 33317 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LAWSON EDWARD J CENTRAL INDEX KEY: 0001077608 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4161 NW 5TH ST CITY: PLANTATION STATE: FL ZIP: 33317 BUSINESS PHONE: 954 308 1250 MAIL ADDRESS: STREET 1: 4161 NW 5TH ST CITY: PLANTATION STATE: FL ZIP: 33317 4 1 doc1.htm Form 4
Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person*
Lawson, Edward J.
2. Issuer Name and Ticker or Trading Symbol
21st Century Holding Company   (TCHC)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)      

_X_ Director                            _X_ 10% Owner
_X_ Officer (give title below)   ___ Other (specify below)

Chief Executive Officer and President
(Last)             (First)            (Middle)

4161 NW 5 Street
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)

4. Statement for Month/Day/Year

02/24/2003
(Street)

Plantation, Florida 33317
5. If Amendment, Date of Original (Month/Day/Year)

 
7. Individual or Joint/Group Filing
(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)             (State)             (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2A. Deemed Execution
Date, if any
(Month/Day/Year)
3. Transaction
Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions
(Instr. 3 and 4)
6. Ownership Form:
Direct (D)
or Indirect (I)
(Instr. 4)
7. Nature of Indirect
Beneficial Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price
Common Stock 02/24/2003   S (1)   1,500 D 9.90      
Common Stock 02/24/2003   S (1)   500 D 9.91 538,089 D  
Common Stock               538,089 I By Spouse, Michele V Lawson
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
 
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(Over)
SEC 1474 (9-02)
FORM 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1.
Title of Derivative Security
(Instr.3)
2.
Conversion or
Exercise
Price of
Derivative
Security
3.
Transaction
Date
(Month/
Day/Year)
3A.
Deemed Execution
Date, if any
(Month/
Day/Year)
4.
Transaction Code
(Instr. 8)
5.
Number of Derivative
Securities
Acquired (A) or Disposed of (D)
(Instr.3,4
and 5)
6.
Date Exercisable
and Expiration Date
(Month/Day/Year)
7.
Title and Amount of
Underlying Securities
(Instr. 3 and 4)
8.
Price of
Derivative
Security
(Instr. 5)
9.
Number of
Derivative
Securities
Beneficially
Owned Following Reported Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D) or Indirect (I)
(Instr. 4)
11.
Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Options               06/04/2003 (2) 06/04/2008 Common Stock 100,000 12.50 100,000 D  
Options               06/04/2003 (2) 06/04/2008 Common Stock 50,000 12.50 50,000 I By Spouse
Options               06/05/2002 (3) 06/05/2011 Common Stock 3,000 10.00 3,000 D  
Options               06/05/2002 (3) 06/05/2011 Common Stock 3,000 10.00 3,000 I By Spouse
Options               06/06/2001 (4) 06/06/2010 Common Stock 3,000 10.00 3,000 D  
Options               06/06/2001 (4) 06/06/2010 Common Stock 3,000 10.00 3,000 I By Spouse
Options               09/16/1999 (5) 09/16/2008 Common Stock 16,000 10.00 16,000 D  
Options               09/16/1999 (5) 09/16/2008 Common Stock 10,000 10.00 10,000 I By Spouse
Explanation of Responses:

1. This proposed sale is pursuant to a previously adopted plan dated 12/30/2002 intended to comply with Rule 10B5-1C.
2. The options vest 20% per year beginning June 4, 2003.
3. The options vest 25% per year beginning June 5, 2002.
4. The options vest 25% per year beginning June 6, 2001.
5. The options vest 25% per year beginning September 16, 1999.


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ Edward J. Lawson
**Signature of Reporting Person
Edward J. Lawson
02/25/2003 
Date
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If space is insufficient, see Instruction 6 for procedure.

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