0001127602-12-016507.txt : 20120511 0001127602-12-016507.hdr.sgml : 20120511 20120511102930 ACCESSION NUMBER: 0001127602-12-016507 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN RONALD W CENTRAL INDEX KEY: 0001201351 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14649 FILM NUMBER: 12832604 MAIL ADDRESS: STREET 1: C/O TREX COMPANY, INC STREET 2: 160 EXETER DRIVE CITY: WINCHESTER STATE: VA ZIP: 22603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TREX CO INC CENTRAL INDEX KEY: 0001069878 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] IRS NUMBER: 541910453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 160 EXETER DRIVE CITY: WINCHESTER STATE: VA ZIP: 22603-8605 BUSINESS PHONE: 5405426300 MAIL ADDRESS: STREET 1: 160 EXETER DRIVE CITY: WINCHESTER STATE: VA ZIP: 22603-8605 4/A 1 form4a.xml PRIMARY DOCUMENT X0305 4/A 2012-05-01 2012-05-03 0001069878 TREX CO INC TREX 0001201351 KAPLAN RONALD W C/O TREX COMPANY, INC. 160 EXETER DRIVE WINCHESTER VA 22603-8605 1 1 President and CEO Common Stock 2012-05-01 4 M 0 23355 8.80 A 131211 D Common Stock 2012-05-01 4 M 0 10645 9.14 A 141856 D Common Stock 2012-05-01 4 D 0 9529 31.78 D 132327 D Common Stock 2012-05-01 4 F 0 10327 31.78 D 122000 D Common Stock 2012-05-01 4 S 0 8000 32.0356 D 114000 D Common Stock 2012-05-03 4 S 0 14144 32.3979 D 99856 D Stock Appreciation Right 8.80 2012-05-01 4 M 0 23355 0 D 2009-01-07 2018-01-07 Common Stock 23355 0 D Stock Appreciation Right 9.14 2012-05-01 4 M 0 10645 0 D 2009-05-07 2018-05-07 Common Stock 10645 118221 D 23,355 Stock Appreciation Rights (SARs) are being exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2011. 10,645 Stock Appreciation Rights (SARs) are being exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2011. The stock appreciation right becomes exerciseable in three equal installments beginning on the first anniversary date of the transaction date. 10,327 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover the payment of taxes currently due on the exercise of SARs. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.48 to $32.33, inclusive. The reporting person undertakes to provide Trex Company, Inc., any security holder of Trex Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.02 to $32.92, inclusive. The reporting person undertakes to provide Trex Company, Inc., any security holder of Trex Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (7) to this Form 4. /s/ William R. Gupp by power of attorney 2012-05-11