-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBk3NPtgeM9QEX8k/5tmFjH1JBT2IRh4aNsd/8euS6pxYDJQMiT0fh1P1EpR7u8j v8giJtWfqJEZR2uB9I7feg== 0001069822-04-000100.txt : 20040708 0001069822-04-000100.hdr.sgml : 20040708 20040708085656 ACCESSION NUMBER: 0001069822-04-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040708 FILED AS OF DATE: 20040708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONY GROUP INC CENTRAL INDEX KEY: 0001069822 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133976138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127082000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORLUCK STEVEN G CENTRAL INDEX KEY: 0001209963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14603 FILM NUMBER: 04905171 BUSINESS ADDRESS: STREET 1: MONY LIFE INSURANCE CO STREET 2: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127082000 MAIL ADDRESS: STREET 1: MONY LIFE INSURANCE CO STREET 2: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 orl133.xml X0202 4 2004-07-08 1 0001069822 MONY GROUP INC MNY 0001209963 ORLUCK STEVEN G 1740 BROADWAY NEW YORK NY 10019 0 1 0 0 Executive Vice President Common Stock 2004-07-08 4 D 0 29830 31.00 D 0.00 D Common Stock 2004-07-08 4 D 0 1046 31.00 D 0.00 I By 401(k) Plan Stock Option (Right to Buy) 30.50 2004-07-08 4 D 0 8000 0 D 2009-11-17 Common Stock 8000.00 0.00 D Stock Option (Right to Buy) 27.06 2004-07-08 4 D 0 15500 0 D 2010-03-14 Common Stock 15500.00 0.00 D Stock Option (Right to Buy) 21.10 2004-07-08 4 D 0 30000 0 D 2013-03-18 Common Stock 30000.00 0.00 D Disposed of pursuant to the Agreement and Plan of Merger among Issuer, AXA Financial, Inc. and AIMA Acquisition Co. for a price of $31 per share. In addition, in connection with the consummation of the merger and pursuant to the Agreement and Plan of Merger, a cash dividend of $0.34755 per share will be paid by the Issuer. Includes 3,377 shares attributable to contributions made under the Excess Benefits Plan for Employees of MONY Life Insurance Company. Interests in this plan are denominated in units. Consequently, this attributed amount of shares reflects an estimate by the plan administrator as of a recent date. These shares are attributable to contributions made to The Investment Plan Supplement for Employees and Field Underwriters of MONY Life Insurance Company, the company's 401 (k) plan. Interests in this plan are denominated in units. Consequently, the attributed amount of shares reflects an estimate by the plan administrator as of a recent date. This option, which provided for vesting in three approximately equal installments beginning November 17, 2000, was cancelled in the merger in exchange for a cash payment of $4,000 representing the difference between the excercise price (per share) of the option and $31.00. This amount is required to be paid following the effective date of the merger, July 8, 2004. This option, which provided for vesting in three approximately equal installments beginning March 14, 2001, was cancelled in the merger in exchange for a cash payment of $61,070 representing the difference between the excercise price (per share) of the option and $31.00. This amount is required to be paid following the effective date of the merger, July 8, 2004. This option, which provided for vesting in two approximately equal installments beginning March 19, 2004, was cancelled in the merger in exchange for a cash payment of $297,000 representing the difference between the excercise price (per share) of the option and $31.00. This amount is required to be paid following the effective date of the merger, July 8, 2004. By: John R. McFeely, by Power of Attorney 2004-07-08 -----END PRIVACY-ENHANCED MESSAGE-----