-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoubqouY0gSRTzCRVylXqZAvV04gtJH339k70MLhQsA/XMazs8qqaroxaR7Mu7Sd mnzp/jOQ/3dEAv/Z9KoJag== 0001069822-04-000094.txt : 20040708 0001069822-04-000094.hdr.sgml : 20040708 20040708085642 ACCESSION NUMBER: 0001069822-04-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040708 FILED AS OF DATE: 20040708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLAND ROBERT JR CENTRAL INDEX KEY: 0001184891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14603 FILM NUMBER: 04905165 BUSINESS ADDRESS: STREET 1: LEXMARK NTERNATIONAL INC STREET 2: 740 W NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONY GROUP INC CENTRAL INDEX KEY: 0001069822 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133976138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127082000 4 1 hol143.xml X0202 4 2004-07-08 1 0001069822 MONY GROUP INC MNY 0001184891 HOLLAND ROBERT JR C/O THE MONY GROUP INC. 1740 BROADWAY NEW YORK NY 10019 1 0 0 0 Common Stock 2004-07-08 4 D 0 528 0 D 16335.00 D Common Stock 2004-07-08 4 D 0 16335 31.00 D 0.00 D Stock Option (Right to Buy) 29.70 2004-07-08 4 D 0 5000 0 D 2012-07-30 Common Stock 5000.00 0.00 D Represents forfeited shares of restricted stock. Disposed of pursuant to the Agreement and Plan of Merger among Issuer, AXA Financial, Inc. and AIMA Acquisition Co. for a price of $31 per share. In addition, in connection with the consummation of the merger and pursuant to the Agreement and Plan of Merger, a cash dividend of $0.34755 per share will be paid by the Issuer. Includes 14,719 shares attributable to contributions made under the Deferred Compensation Plan for the Board of Directors of MONY Life Insurance Company. Interests in this plan are denominated in units. Consequently, the amount of shares attributed to this plan reflects an estimate by the plan administrator as of a recent date. This option, which provided for vesting in three approximately equal installments beginning December 31, 2003, was cancelled in the merger in exchange for a cash payment of $6,500, representing the difference between the excercise price (per share) of the option and $31.00. This amount is required to be paid following the effective date of the merger, July 8, 2004. By: John R. McFeely, by Power of Attorney 2004-07-08 -----END PRIVACY-ENHANCED MESSAGE-----