FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/28/2002 |
3. Issuer Name and Ticker or Trading Symbol
MONY GROUP INC [ MNY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 12,567(1) | D | |
Common Stock | 153(2) | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (3) | 11/17/2009 | Common Stock | 8,000 | $30.5 | D |
Explanation of Responses: |
1. Consists of (i) 10,402 shares of restricted stock granted by the issuer prior to February 28, 2002 and (ii) 2,165 shares attributable to contributions made to the Excess Benefits Plan for Employees of MONY Life Insurance Company. Distributions made under this plan in respect of these shares are payable only in Common Stock. Interests in this plan are denominated in units. Consequently, this attributed amount of shares reflects an estimate by the plan administrator of interests held as of February 28, 2002. |
2. These shares are attributable to contributions made to The Investment Plan Supplement for Employees and Field Underwriters of MONY Life Insurance Company, the company's 401(k) plan. Interests in this plan are denominated in units. Consequently, the attributed amount of shares reflects an estimate by the plan administrator of interests held as of February 28, 2002. |
3. This option, granted November 17, 1999, vested as follows: 2,720 shares on November 17, 2000, 2,640 shares on November 17, 2001 and 2,640 shares on November 17, 2002. |
Remarks: |
Exhibit List Exhibit 24 - Power of Attorney |
By: John R. McFeely, by Power of Attorney | 11/25/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |