-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RJr70tRkcP7XA8wMTbVLuFSK+9hf/VJcf8ohXBXZFzLpfx7tOX/Fjhnp4+Kp8qjZ xfOQPOg372yVjqMS6QIfnA== 0001069822-03-000107.txt : 20031009 0001069822-03-000107.hdr.sgml : 20031009 20031009164021 ACCESSION NUMBER: 0001069822-03-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20031009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONY GROUP INC CENTRAL INDEX KEY: 0001069822 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133976138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127082000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH MICHAEL ISOR CENTRAL INDEX KEY: 0001205871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14603 FILM NUMBER: 03935284 BUSINESS ADDRESS: STREET 1: MONY LIFE INSURANCE CO STREET 2: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127082000 MAIL ADDRESS: STREET 1: MONY LIFE INSURANCE CO STREET 2: 1740 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rot63.xml X0201 4 2003-09-15 0 0001069822 MONY GROUP INC MNY 0001205871 ROTH MICHAEL ISOR 1740 BROADWAY NEW YORK NY 10019 1 1 0 0 Chairman and CEO Common Stock 2003-09-15 5 J 0 226 28.81 A 178076 D Common Stock 2003-09-30 5 J 0 177 32.55 A 178253 D Common Stock 2683 I By 401(k) Plan Common Stock 428 I By Trust for Children These shares are attributable to contributions made to the Excess Benefit Plan for Employees of MONY Life Insurance Company. Includes 61,726 shares attributable to contributions made under the Excess Benefits Plan for Employees of MONY Life Insurance Company. Distributions made under this plan in respect of these shares are payable only in Common Stock. Interests in this plan are denominated in units. Consequently, this attributed amount of shares reflects an estimate by the plan administrator as of a recent date. These shares are attributable to contributions made to The Investment Plan Supplement for Employees and Field Underwriters of MONY Life Insurance Company, the company's 401(k) plan. Distributions made under this plan in respect of these shares are payable only in Common Stock. Interests in this plan are denominated in units. Consequently, this attributed amount of shares reflects an estimate by the plan administrator as of a recent date. The reporting person disclaims beneficial ownership of the shares held by the trust. By: John R. McFeely, by Power of Attorney 2003-10-09 -----END PRIVACY-ENHANCED MESSAGE-----