0001590541-21-000001.txt : 20210106 0001590541-21-000001.hdr.sgml : 20210106 20210106120928 ACCESSION NUMBER: 0001590541-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shockley C James Jr CENTRAL INDEX KEY: 0001590541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26591 FILM NUMBER: 21509599 MAIL ADDRESS: STREET 1: P.O. BOX 13007 CITY: ROANOKE STATE: VA ZIP: 24030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RGC RESOURCES INC CENTRAL INDEX KEY: 0001069533 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 541909697 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 519 KIMBALLAVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 BUSINESS PHONE: 5407774427 MAIL ADDRESS: STREET 1: 519 KIMBALL AVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-01-04 0 0001069533 RGC RESOURCES INC RGCO 0001590541 Shockley C James Jr P.O. BOX 13007 ROANOKE VA 24030 0 1 0 0 Vice President and COO Common Stock 2021-01-04 4 A 0 2870 23.83 A 12095.524 D Employee Stock Options 14.4 2015-06-04 2024-12-04 Common Stock 0 4500 D Employee Stock Options 14.147 2016-06-03 2025-12-03 Common Stock 0 4500 D Employee Stock Options 16.367 2017-06-08 2026-12-08 Common Stock 0 4500 D Shares issued on 01/04/2021 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 956.667 shares vesting on 01/04/2021, 956.667 shares vesting on 01/04/2022, and 956.666 shares vesting on 01/03/2023. Total includes 2,758.516 shares of unvested restricted stock from current and prior grants and also includes 3.658 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 30.772 restricted shares purchased 11/01/2020 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. /s/ C. James Shockley, Jr. 2021-01-06