0001590541-19-000002.txt : 20190313 0001590541-19-000002.hdr.sgml : 20190313 20190313112838 ACCESSION NUMBER: 0001590541-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shockley C James Jr CENTRAL INDEX KEY: 0001590541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26591 FILM NUMBER: 19677463 MAIL ADDRESS: STREET 1: P.O. BOX 13007 CITY: ROANOKE STATE: VA ZIP: 24030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RGC RESOURCES INC CENTRAL INDEX KEY: 0001069533 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 541909697 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 519 KIMBALLAVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 BUSINESS PHONE: 5407774427 MAIL ADDRESS: STREET 1: 519 KIMBALL AVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-03-11 0 0001069533 RGC RESOURCES INC RGCO 0001590541 Shockley C James Jr P.O. BOX 13007 ROANOKE VA 24030 0 1 0 0 VP & Chief Operating Officer Common Stock 2019-03-11 4 M 0 14 12.633 A 6842.038 D Common Stock 2019-03-11 4 S 0 14 28 D 6828.038 D Common Stock 2019-03-12 4 M 0 116 12.633 A 6944.038 D Common Stock 2019-03-12 4 S 0 116 28 D 6828.038 D Employee Stock Options 12.633 2019-03-11 4 M 0 14 0 D 2014-06-06 2023-12-06 Common Stock 14 1585 D Employee Stock Options 12.633 2019-03-12 4 M 0 116 0 D 2014-06-06 2023-12-06 Common Stock 116 1469 D Employee Stock Options 14.4 2015-06-04 2024-12-04 Common Stock 4500 4500 D Employee Stock Options 14.147 2016-06-03 2025-12-03 Common Stock 4500 4500 D Employee Stock Options 16.367 2017-06-08 2026-12-08 Common Stock 4500 4500 D Exercise of options granted 12/06/2013. Includes 2.667 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.042 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. C. James Shockley, Jr. 2019-03-13