0001590541-18-000003.txt : 20181204 0001590541-18-000003.hdr.sgml : 20181204 20181204153117 ACCESSION NUMBER: 0001590541-18-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shockley C James Jr CENTRAL INDEX KEY: 0001590541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26591 FILM NUMBER: 181216665 MAIL ADDRESS: STREET 1: P.O. BOX 13007 CITY: ROANOKE STATE: VA ZIP: 24030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RGC RESOURCES INC CENTRAL INDEX KEY: 0001069533 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 541909697 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 519 KIMBALLAVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 BUSINESS PHONE: 5407774427 MAIL ADDRESS: STREET 1: 519 KIMBALL AVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-29 0 0001069533 RGC RESOURCES INC RGCO 0001590541 Shockley C James Jr P.O. BOX 13007 ROANOKE VA 24030 0 1 0 0 VP, Operations Common Stock 2018-11-29 4 M 0 1000 12.633 A 6568.329 D Common Stock 2018-11-29 4 S 0 1000 28 D 5568.329 D Common Stock 2018-11-30 4 M 0 1900 12.633 A 7468.329 D Common Stock 2018-11-30 4 S 0 1900 28 D 5568.329 D Employee Stock Options 12.633 2018-11-29 4 M 0 1000 0 D 2014-06-06 2023-12-06 Common Stock 1000 3500 D Employee Stock Options 12.633 2018-11-30 4 M 0 1900 0 D 2014-06-06 2023-12-06 Common Stock 1900 1600 D Employee Stock Options 14.4 2015-06-04 2024-12-04 Common Stock 4500 4500 D Employee Stock Options 14.147 2016-06-03 2025-12-03 Common Stock 4500 4500 D Employee Stock Options 16.367 2017-06-08 2026-12-08 Common Stock 4500 4500 D Exercise of options granted 12/06/2013. Includes 2.383 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.538 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Exercise of options granted 12/06/2013. C. James Shockley, Jr. 2018-12-04