0001238841-19-000009.txt : 20191209 0001238841-19-000009.hdr.sgml : 20191209 20191209161400 ACCESSION NUMBER: 0001238841-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D ORAZIO JOHN S CENTRAL INDEX KEY: 0001238841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26591 FILM NUMBER: 191275416 MAIL ADDRESS: STREET 1: PO BOX 13007 CITY: ROANOKE STATE: VA ZIP: 24030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RGC RESOURCES INC CENTRAL INDEX KEY: 0001069533 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 541909697 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 519 KIMBALLAVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 BUSINESS PHONE: 5407774427 MAIL ADDRESS: STREET 1: 519 KIMBALL AVENUE N.E. CITY: ROANOKE STATE: VA ZIP: 24016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0 0001069533 RGC RESOURCES INC RGCO 0001238841 D ORAZIO JOHN S PO BOX 13007 ROANOKE VA 24030 1 1 0 0 CEO & President Common Stock 2019-12-05 4 M 0 900 14.4 A 44939.507 D Common Stock 2019-12-05 4 S 0 900 28.75 D 44039.507 D Common Stock 2019-12-06 4 M 0 92 14.4 A 44131.507 D Common Stock 2019-12-06 4 S 0 92 28.75 D 44039.507 D Common Stock 2019-12-06 4 M 0 2308 14.147 A 46347.507 D Common Stock 2019-12-06 4 S 0 2308 28.75 D 44039.507 D Common Stock 2019-12-06 4 M 0 100 14.147 A 44139.507 D Common Stock 2019-12-06 4 S 0 100 28.97 D 44039.507 D Common Stock 2019-12-06 4 M 0 600 14.147 A 44639.507 D Common Stock 2019-12-06 4 S 0 600 29.1 D 44039.507 D Employee Stock Options 14.4 2019-12-05 4 M 0 900 0 D 2015-06-04 2024-12-04 Common Stock 900 92 D Employee Stock Options 14.4 2019-12-06 4 M 0 92 0 D 2015-06-04 2024-12-04 Common Stock 92 0 D Employee Stock Options 14.147 2019-12-06 4 M 0 3008 0 D 2016-06-03 2025-12-03 Common Stock 3008 5242 D Employee Stock Options 16.367 2017-06-08 2026-12-08 Common Stock 0 9750 D Exercise of options granted 12/04/2014. Includes 187.825 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.161 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Exercise of options granted 12/03/2015. John S. D'Orazio 2019-12-09