-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KnLJgfl9D1H7irX55SdrX+extGCl6puV3AW0aMiP6+O5NZnTsvdGTyPXEYhB40iV Zb85CwECTStXXMBLF2GG1g== 0001437911-08-000002.txt : 20080813 0001437911-08-000002.hdr.sgml : 20080813 20080813121624 ACCESSION NUMBER: 0001437911-08-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080811 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warma Neil K CENTRAL INDEX KEY: 0001437911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 081012240 BUSINESS ADDRESS: BUSINESS PHONE: 281-272-9531 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-08-11 0 0001069308 Opexa Therapeutics, Inc. opxa 0001437911 Warma Neil K 2635 N. CRESCENT RIDGE DRIVE THE WOODLANDS TX 77381 0 1 0 0 President & CEO Common Stock 2008-08-11 4 A 0 3021 1.655 A 3021 D Common Stock Warrant (right to buy) 1.78 2008-08-11 4 A 0 3021 1.78 A 2009-02-11 2012-08-11 Common Stock 3021 253021 D Neil K. Warma 2008-08-11 -----END PRIVACY-ENHANCED MESSAGE-----