-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPm/XegwlIocPJ/x9RgS9WUj/6thkJKpFRO7oA56aT8xapTUL5fIcbRX6hJrvzn6 wKRR/2Hsg59jQBCiGxTRQg== 0001395070-09-000002.txt : 20090120 0001395070-09-000002.hdr.sgml : 20090119 20090120145950 ACCESSION NUMBER: 0001395070-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090116 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warma Neil K CENTRAL INDEX KEY: 0001437911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 09533960 BUSINESS ADDRESS: BUSINESS PHONE: 281-272-9531 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-01-16 0 0001069308 Opexa Therapeutics, Inc. opxa 0001437911 Warma Neil K 2635 N. CRESCENT RIDGE DRIVE THE WOODLANDS TX 77381 0 1 0 0 President & CEO Common Stock Option (right to buy) 0.22 2009-01-16 4 A 0 150000 A 2019-01-16 Common Stock 150000 403021 D 75,000 Shares of Issuer's common stock shall vest on January 16, 2009 and 75,000 shares shall vest on December 31, 2009, provided that the reporting person remains an employee on such vesting dates. For services provided to the Issuer as an executive officer. Neil K. Warma 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----