0001354488-15-004480.txt : 20151002 0001354488-15-004480.hdr.sgml : 20151002 20151002080019 ACCESSION NUMBER: 0001354488-15-004480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARABE TIMOTHY C CENTRAL INDEX KEY: 0001237409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 151138466 MAIL ADDRESS: STREET 1: SANDOZ WAGRAMER STRASSE 19 CITY: VIENNA AUSTRIA STATE: C3 ZIP: 9999999999 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-09-30 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001237409 BARABE TIMOTHY C C/O OPEXA THERAPEUTICS, INC. 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 Common Stock 2015-09-30 4 A 0 1200 0 A 7106 D On September 28, 2015, the common stock of Opexa Therapeutics, Inc. underwent a 1-for-8 reverse split, resulting in the reporting person owning 5,906 shares of common stock. /s/ Karthik Radhakrishnan, attorney-in-fact 2015-10-02