-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pel42/mrdoNqjGi56dnc0Sp4npaRmmyz6QOtgLlFkUsAG+jIkaBKxA0N0zqkVKNC hbGQGik2sS2/u6KuDETWKw== 0001329505-08-000009.txt : 20080630 0001329505-08-000009.hdr.sgml : 20080630 20080630183722 ACCESSION NUMBER: 0001329505-08-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080626 FILED AS OF DATE: 20080630 DATE AS OF CHANGE: 20080630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McWilliams David CENTRAL INDEX KEY: 0001303311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 08927218 BUSINESS ADDRESS: BUSINESS PHONE: 281-272-9331 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 N. CRESCENT RIDGE DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-06-26 0 0001069308 Opexa Therapeutics, Inc. opxa 0001303311 McWilliams David 2635 N. CRESCENT RIDGE DRIVE THE WOODLANDS TX 77381 1 0 0 0 Common Stock Option (right to buy) 1.17 2008-06-26 4 A 0 10000 A 2018-06-26 Common Stock 10000 228668 D Common Stock Option 1.17 2008-06-26 4 A 0 39000 A 2018-06-26 Common Stock 39000 267668 D 50% vest immediately and 50% vest on the first anniversary date of grant. For services rendered to Issuer as a director. Vest immediately on date of grant. For services rendered to Issuer as an executive officer. David B. McWilliams 2008-06-30 -----END PRIVACY-ENHANCED MESSAGE-----