8-K 1 d881294d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): February 25, 2015

 

 

OPEXA THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Texas   001-33004   76-0333165

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

2635 Technology Forest Blvd., The Woodlands, Texas   77381
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (281) 272-9331

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events

On February 25, 2015, Opexa Therapeutics, Inc. issued a press release entitled “Opexa Therapeutics, Inc. Announces Record Date and Subscription Price for Rights Offering,” a copy of which is hereby filed as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits.

(d)

 

Exhibit No.

  

Description

99.1    Press Release issued by Opexa Therapeutics, Inc. on February 25, 2015.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated: February 25, 2015 OPEXA THERAPEUTICS, INC.
By:

/s/ Neil K. Warma

Neil K. Warma
President and Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press Release issued by Opexa Therapeutics, Inc. on February 25, 2015.