0001140361-15-013938.txt : 20150401
0001140361-15-013938.hdr.sgml : 20150401
20150401190103
ACCESSION NUMBER: 0001140361-15-013938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150330
FILED AS OF DATE: 20150401
DATE AS OF CHANGE: 20150401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opexa Therapeutics, Inc.
CENTRAL INDEX KEY: 0001069308
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760333165
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: (281) 272-9331
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaFrontiers Corp.
DATE OF NAME CHANGE: 20051011
FORMER COMPANY:
FORMER CONFORMED NAME: PHARMAFRONTIERS CORP
DATE OF NAME CHANGE: 20040816
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC
DATE OF NAME CHANGE: 19990305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seaman Scott B
CENTRAL INDEX KEY: 0001359850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33004
FILM NUMBER: 15744824
BUSINESS ADDRESS:
BUSINESS PHONE: (713) 652-6600
MAIL ADDRESS:
STREET 1: 1100 LOUISIANA, SUITE 5250
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2015-03-30
0
0001069308
Opexa Therapeutics, Inc.
OPXA
0001359850
Seaman Scott B
C/O OPEXA THERAPEUTICS, INC.,
2635 TECHNOLOGY FOREST BLVD.
THE WOODLANDS
TX
77381
1
0
0
0
Stock Option (Right to Buy)
0.53
2015-03-30
4
A
0
71410
0
A
2025-03-30
Common Stock
71410
71410
D
Stock Option (Right to Buy)
0.53
2015-03-30
4
A
0
23804
0
A
2025-03-30
Common Stock
23804
23804
D
Stock Option (Right to Buy)
0.53
2015-03-30
4
A
0
35706
0
A
2025-03-30
Common Stock
35706
35706
D
50% excercisable on grant date of March 30, 2015 and the balance vests on December 31, 2015.
50% excercisable on grant date of March 30, 2015 and the balance vests on March 30, 2016.
25% vests on each of March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015.
/s/ Neil Warma, attorney-in-fact
2015-04-01