0001140361-15-013938.txt : 20150401 0001140361-15-013938.hdr.sgml : 20150401 20150401190103 ACCESSION NUMBER: 0001140361-15-013938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150330 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seaman Scott B CENTRAL INDEX KEY: 0001359850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 15744824 BUSINESS ADDRESS: BUSINESS PHONE: (713) 652-6600 MAIL ADDRESS: STREET 1: 1100 LOUISIANA, SUITE 5250 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2015-03-30 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001359850 Seaman Scott B C/O OPEXA THERAPEUTICS, INC., 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 0 0 0 Stock Option (Right to Buy) 0.53 2015-03-30 4 A 0 71410 0 A 2025-03-30 Common Stock 71410 71410 D Stock Option (Right to Buy) 0.53 2015-03-30 4 A 0 23804 0 A 2025-03-30 Common Stock 23804 23804 D Stock Option (Right to Buy) 0.53 2015-03-30 4 A 0 35706 0 A 2025-03-30 Common Stock 35706 35706 D 50% excercisable on grant date of March 30, 2015 and the balance vests on December 31, 2015. 50% excercisable on grant date of March 30, 2015 and the balance vests on March 30, 2016. 25% vests on each of March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015. /s/ Neil Warma, attorney-in-fact 2015-04-01