0001140361-14-035926.txt : 20140918 0001140361-14-035926.hdr.sgml : 20140918 20140918080034 ACCESSION NUMBER: 0001140361-14-035926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140917 FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARABE TIMOTHY C CENTRAL INDEX KEY: 0001237409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 141109186 MAIL ADDRESS: STREET 1: SANDOZ WAGRAMER STRASSE 19 CITY: VIENNA AUSTRIA STATE: C3 ZIP: 9999999999 4 1 doc1.xml FORM 4 X0306 4 2014-09-17 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001237409 BARABE TIMOTHY C C/O OPEXA THERAPEUTICS, INC., 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 0 0 0 Common Stock 2014-09-17 4 P 0 10000 1.15 A 16000 D /s/ Karthik Radhakrishnan, attorney-in-fact 2014-09-17