0001140361-14-013862.txt : 20140321
0001140361-14-013862.hdr.sgml : 20140321
20140321174407
ACCESSION NUMBER: 0001140361-14-013862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140319
FILED AS OF DATE: 20140321
DATE AS OF CHANGE: 20140321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opexa Therapeutics, Inc.
CENTRAL INDEX KEY: 0001069308
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760333165
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: (281) 272-9331
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaFrontiers Corp.
DATE OF NAME CHANGE: 20051011
FORMER COMPANY:
FORMER CONFORMED NAME: PHARMAFRONTIERS CORP
DATE OF NAME CHANGE: 20040816
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC
DATE OF NAME CHANGE: 19990305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartung Hans-Peter
CENTRAL INDEX KEY: 0001602913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33004
FILM NUMBER: 14711356
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BOULEVARD
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
4
1
doc1.xml
FORM 4
X0306
4
2014-03-19
0
0001069308
Opexa Therapeutics, Inc.
OPXA
0001602913
Hartung Hans-Peter
C/O OPEXA THERAPEUTICS, INC.
2635 TECHNOLOGY FOREST BLVD.
THE WOODLANDS
TX
77381
1
0
0
0
Stock Option (Right to Buy)
2
2014-03-19
4
A
0
12900
0
A
2024-03-19
Common Stock
12900
12900
D
Stock Option (Right to Buy)
2
2014-03-19
4
A
0
4300
0
A
2024-03-19
Common Stock
4300
4300
D
Stock Option (Right to Buy)
2
2014-03-19
4
A
0
6450
0
A
2024-03-19
Common Stock
6450
6450
D
50% excercisable on grant date of March 19, 2014 and the balance vests on December 31, 2014.
50% excercisable on grant date of March 19, 2014 and the balance vests on February 28, 2015.
33-1/3% vests on each of June 30, 2014, September 30, 2014 and December 31, 2014.
/s/ Karthik Radhakrishnan, Attorney-in-fact
2014-03-21