0001140361-14-013862.txt : 20140321 0001140361-14-013862.hdr.sgml : 20140321 20140321174407 ACCESSION NUMBER: 0001140361-14-013862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140319 FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartung Hans-Peter CENTRAL INDEX KEY: 0001602913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 14711356 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BOULEVARD CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 doc1.xml FORM 4 X0306 4 2014-03-19 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001602913 Hartung Hans-Peter C/O OPEXA THERAPEUTICS, INC. 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 0 0 0 Stock Option (Right to Buy) 2 2014-03-19 4 A 0 12900 0 A 2024-03-19 Common Stock 12900 12900 D Stock Option (Right to Buy) 2 2014-03-19 4 A 0 4300 0 A 2024-03-19 Common Stock 4300 4300 D Stock Option (Right to Buy) 2 2014-03-19 4 A 0 6450 0 A 2024-03-19 Common Stock 6450 6450 D 50% excercisable on grant date of March 19, 2014 and the balance vests on December 31, 2014. 50% excercisable on grant date of March 19, 2014 and the balance vests on February 28, 2015. 33-1/3% vests on each of June 30, 2014, September 30, 2014 and December 31, 2014. /s/ Karthik Radhakrishnan, Attorney-in-fact 2014-03-21