0001140361-14-010996.txt : 20140304 0001140361-14-010996.hdr.sgml : 20140304 20140304173532 ACCESSION NUMBER: 0001140361-14-010996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seaman Scott B CENTRAL INDEX KEY: 0001359850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 14666311 BUSINESS ADDRESS: BUSINESS PHONE: (713) 652-6600 MAIL ADDRESS: STREET 1: 1100 LOUISIANA, SUITE 5250 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2014-02-28 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001359850 Seaman Scott B C/O OPEXA THERAPEUTICS, INC. 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 0 0 0 Stock Option (Right to Buy) 1.82 2014-02-28 4 A 0 17686 0 A 2024-02-28 Common Stock 17686 17686 D Stock Option (Right to Buy) 1.82 2014-02-28 4 A 0 5896 0 A 2024-02-28 Common Stock 5896 5896 D Stock Option (Right to Buy) 1.82 2014-02-28 4 A 0 8844 0 A 2024-02-28 Common Stock 8844 8844 D 50% excercisable on grant date of February 28, 2014 and the balance vests on December 31, 2014. 50% excercisable on grant date of February 28, 2014 and the balance vests on February 28, 2015. 25% vests on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014. /s/ John Ginzler by Power of Attorney 2014-03-04