0001140361-14-010988.txt : 20140304 0001140361-14-010988.hdr.sgml : 20140304 20140304172805 ACCESSION NUMBER: 0001140361-14-010988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rill Donna R CENTRAL INDEX KEY: 0001395070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 14666221 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 doc1.xml FORM 4 X0306 4 2014-02-28 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001395070 Rill Donna R C/O OPEXA THERAPEUTICS, INC. 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 0 1 0 0 Chief Development Officer Common Stock 2014-02-28 4 A 0 12363 0 A 32765 D Employee Stock Option (Right to Buy) 1.82 2014-02-28 4 A 0 64625 0 A 2024-02-28 Common Stock 64625 64625 D Vests in full on February 28, 2015. 25% excercisable on the one year anniversary of the date of grant with the balance vesting quarterly over the remaining three years. /s/ Donna R. Rill 2014-03-04