0001140361-14-010980.txt : 20140304
0001140361-14-010980.hdr.sgml : 20140304
20140304172412
ACCESSION NUMBER: 0001140361-14-010980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140228
FILED AS OF DATE: 20140304
DATE AS OF CHANGE: 20140304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opexa Therapeutics, Inc.
CENTRAL INDEX KEY: 0001069308
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760333165
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: (281) 272-9331
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaFrontiers Corp.
DATE OF NAME CHANGE: 20051011
FORMER COMPANY:
FORMER CONFORMED NAME: PHARMAFRONTIERS CORP
DATE OF NAME CHANGE: 20040816
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC
DATE OF NAME CHANGE: 19990305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richman Michael
CENTRAL INDEX KEY: 0001366265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33004
FILM NUMBER: 14666163
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: HOUSTON
STATE: TX
ZIP: 77381
4
1
doc1.xml
FORM 4
X0306
4
2014-02-28
0
0001069308
Opexa Therapeutics, Inc.
OPXA
0001366265
Richman Michael
C/O OPEXA THERAPEUTICS, INC.,
2635 TECHNOLOGY FOREST BLVD.
THE WOODLANDS
TX
77381
1
0
0
0
Common Stock
2014-02-28
4
A
0
8242
0
A
8242
D
Stock Option (Right to Buy)
1.82
2014-02-28
4
A
0
17686
0
A
2024-02-28
Common Stock
17686
17686
D
Stock Option (Right to Buy)
1.82
2014-02-28
4
A
0
5896
0
A
2024-02-28
Common Stock
5896
5896
D
25% vests on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014.
50% excercisable on grant date of February 28, 2014 and the balance vests on December 31, 2014.
50% excercisable on grant date of February 28, 2014 and the balance vests on February 28, 2015.
/s/ Michael Richman
2014-03-03