0001509412-20-000001.txt : 20200103 0001509412-20-000001.hdr.sgml : 20200103 20200103195439 ACCESSION NUMBER: 0001509412-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter David M CENTRAL INDEX KEY: 0001509412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 20507731 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-01-01 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001509412 Carter David M 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 0 1 0 0 President, DRSS Division Common Stock 2020-01-01 4 M 0 15000 0 A 79240 D Common Stock 2020-01-01 4 F 0 4832 18.01 D 74408 D Restricted Stock Units 2020-01-01 4 M 0 15000 0 D Common Stock 15000 0 D Restricted Stock Units 2020-01-03 4 A 0 15000 0 A Common Stock 15000 15000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020. RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. Includes 10,257 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held through Issuer's 401(k) Plan. David M. Carter, by Eva Yee, Attorney-In-Fact 2020-01-03