0001509409-20-000012.txt : 20201106 0001509409-20-000012.hdr.sgml : 20201106 20201106205332 ACCESSION NUMBER: 0001509409-20-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201104 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrai Phillip D CENTRAL INDEX KEY: 0001509409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 201295862 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-04 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001509409 Carrai Phillip D 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 0 1 0 0 President, STC Division Common Stock 2020-11-04 4 M 0 40000 4.98 A 108714 D Common Stock 2020-11-04 4 M 0 40000 4.98 A 148714 D Common Stock 2020-11-04 4 F 0 42459 20.3 D 106255 D Common Stock 2020-11-05 4 S 0 37541 20.1068 D 68714 D Common Stock 46644 I by trust Stock Option (right to buy) 4.98 2020-11-04 4 M 0 40000 0 D 2018-01-04 2023-01-04 Common Stock 40000 0 D Stock Option (right to buy) 4.98 2020-11-04 4 M 0 40000 0 D 2018-11-08 2023-01-04 Common Stock 40000 0 D Exercise of stock option right to buy. Shares withheld to cover exercise price and taxes for options exercised. Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.31 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 791 shares held through Issuer's 401(k) Plan. Phillip D. Carrai, by Eva Yee, Attorney-In-Fact 2020-11-06