0001509409-19-000003.txt : 20190806 0001509409-19-000003.hdr.sgml : 20190806 20190806220000 ACCESSION NUMBER: 0001509409-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrai Phillip D CENTRAL INDEX KEY: 0001509409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 191003692 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-05 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001509409 Carrai Phillip D 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 0 1 0 0 President, STC Division Common Stock 2019-08-05 4 S 0 12619 19.8877 D 164136 D Common Stock 2019-08-05 4 I 0 16889 19.55 D 147247 D Common Stock 2019-08-06 4 S 0 966 19.3323 D 146281 D Common Stock 2019-08-06 4 S 0 51538 19.2735 D 94743 D Common Stock 2019-08-05 4 S 0 12379 19.797 D 46644 I by trust Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.00 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Transfer of common stock held through Issuer's 401(k) Plan, as valued based on 8/5/2019 Issuer common stock closing price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,889 shares held in Issuer's 401(k) Plan. Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan. Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan. Includes 6,921 shares purchased through Issuer's Employee Stock Purchase Plan and subsequently transferred to trust. Phillip D. Carrai, by Eva Yee, Attorney-In-Fact 2019-08-06