0001501861-14-000001.txt : 20140911
0001501861-14-000001.hdr.sgml : 20140911
20140911182514
ACCESSION NUMBER: 0001501861-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140910
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001069258
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 133818604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 4820 EASTGATE MALL
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-812-7300
MAIL ADDRESS:
STREET 1: 4820 EASTGATE MALL
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: WIRELESS FACILITIES INC
DATE OF NAME CHANGE: 19990817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Butera Deborah Sue
CENTRAL INDEX KEY: 0001501861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 141099008
MAIL ADDRESS:
STREET 1: 4820 EASTGATE MALL
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-10
0
0001069258
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
KTOS
0001501861
Butera Deborah Sue
4820 EASTGATE MALL
SAN DIEGO
CA
92121
0
1
0
0
SVP,CCO,Sec. & General Counsel
Common Stock
2014-09-10
4
M
0
9375
A
25088
D
Common Stock
2014-09-11
4
F
0
3523
7.06
D
21565
D
Restricted Stock Units
0
2014-09-10
4
M
0
9375
0
D
Common Stock
9375
0
D
Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit grant dated September 10, 2010, where 7,500 of the 15,000 Restricted Stock Units granted vest in four equal installments annually beginning September 10, 2011 and the remaining 7,500 Restricted Stock Units vest on the fourth anniversary of the grant date.
Shares tendered for payment of minimum tax liability, pursuant to a Rule 10b5-1 Plan, in connection with shares vested September 10, 2014 from a Restricted Stock Unit grant originally reported on Form 3 filed September 22, 2010, and released September 11, 2014.
Includes 7,399 shares held in Issuer's 401(k) Plan and 1,889 shares purchased through Issuer's Employee Stock Purchase Plan.
7,500 of the Restricted Stock Units vest in four equal installments annually beginning September 10, 2011 and the remaining 7,500 restricted stock units vest September 10, 2014, unless earlier forfeited pursuant to the terms of the Restricted Stock Unit agreement.
Not applicable for this transaction.
Deborah S. Butera, by Eva Yee, Attorney-In-Fact
2014-09-11
EX-24
2
butera2.txt
BUTERA POWER OF ATTORNEY
POWER OF ATTORNEY
For Section 16(a) of the Securities Exchange Act of 1934, as
amended, Filings
Know all by these presents that the undersigned hereby
constitutes and appoints Eva Yee, the undersigned's true and
lawful attorney-in-fact to:
1) Do and perform all acts for and on behalf the undersigned
which may be necessary or desirable to apply for and
obtain and maintain EDGAR Access Codes to be used on
behalf of the undersigned for Electronic Filing of all
Section 16(a) of the Securities Exchange Act of 1934, as
amended, (the "Exchange Act") filings;
2) Execute for and on behalf of the undersigned, in the
undersigned's capacity as a Section 16(a) Reporting
Officer of Kratos Defense & Security Solutions, Inc. (the
"Company"), Forms 3, 4, and 5 in accordance with Section
16(a) of the Exchange Act and the rules thereunder;
3) Do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to
complete the execution of any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto,
and timely file such form with the United States
Securities and Exchange Commission and any other
authority; and
4) Take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, or in the
best interest of, or legally required by, the
undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-
fact's discretion.
The undersigned hereby grants to such attorney-in-fact,
full power and authority to do and perform all and every act and
thing whatsoever requisite, necessary and proper to be done in
the exercise of any of the rights and powers herein granted, as
fully to all intents and purposes the undersigned might or could
do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorney-in-fact,
in serving in such capacity at the request of the undersigned, is
not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the
Exchange Act.
This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file Forms
3, 4, and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 21st day of September, 2010.
Signature: /s/ Deborah S. Butera
Name: Deborah S. Butera
State of California )
County of San Diego )
On September 21, 2010 before me,
Kathrine A. Foster, Notary Public, personally
appeared
(name and title of the
officer)
Deborah S. Butera, who proved
to me on the basis of satisfactory evidence to be the person
whose name is subscribed to the within instrument and
acknowledged to me that she executed the same in
her authorized capacity, and that by her
signature on the instrument the person, or the entity upon
behalf of which the person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of
California that the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
/s/ Kathrine A. Foster Notary Public Seal
Signature of Notary Public Graphic of Notary Public Seal
Kathrine A. Foster
Commission # 1886047
Notary PUblic - California
San Diego County
My Comm. Expires April 17, 2014