0001183755-11-000007.txt : 20111116
0001183755-11-000007.hdr.sgml : 20111116
20111116084900
ACCESSION NUMBER: 0001183755-11-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111116
DATE AS OF CHANGE: 20111116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARANO BANDEL L
CENTRAL INDEX KEY: 0001183755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 111208782
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 1300
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001069258
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 133818604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 4820 EASTGATE MALL
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-812-7300
MAIL ADDRESS:
STREET 1: 4820 EASTGATE MALL
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: WIRELESS FACILITIES INC
DATE OF NAME CHANGE: 19990817
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-11-14
0001069258
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
KTOS
0001183755
CARANO BANDEL L
C/O OAK INVESTMENT PARTNERS
901 MAIN AVENUE, SUITE 600
NORWALK
CT
06851
1
0
0
0
Director Option (Right to Buy)
5.77
2011-11-14
4
A
0
2254
A
2011-11-14
2021-11-14
Common Stock
2254
2254
D
Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective November 14, 2011.
The Director Options became fully exerciseable on the date of the grant.
Not applicable
Includes Director Option to purchase 2,218 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X, L.P."); and Director Option to purchase 36 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates, L.P."). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, L.P. and a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates, L.P.
Bandel L. Carano is a Director of Kratos Defense & Security Solutions, Inc. Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, L.P. and a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates, L.P.
Oak X, L.P. and Oak X Affiliates, L.P. are not reporting persons on this Form 4 because they are no longer subject to Section 16, as they are no longer 10% owner.
Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose.
Bandel L. Carano
2011-11-15