0001127602-21-027078.txt : 20211014 0001127602-21-027078.hdr.sgml : 20211014 20211014161336 ACCESSION NUMBER: 0001127602-21-027078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211012 FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluedorn Todd M CENTRAL INDEX KEY: 0001395277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 211323509 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD. CITY: RICHARDSON STATE: TX ZIP: 75080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-10-12 0001069202 LENNOX INTERNATIONAL INC LII 0001395277 Bluedorn Todd M 2140 LAKE PARK BLVD. RICHARDSON TX 75080 1 1 Chairman and CEO Common Stock, Par Value $0.01 Per Share 2021-10-12 4 M 0 4783 0 A 59109 D Common Stock, Par Value $0.01 Per Share 2021-10-12 4 M 0 2452 0 A 61561 D Common Stock, Par Value $0.01 Per Share 2021-10-12 4 M 0 549 0 A 62110 D Common Stock, Par Value $0.01 Per Share 2021-10-12 4 F 0 1882 296.04 D 60228 D Common Stock, Par Value $0.01 Per Share 2021-10-12 4 F 0 965 296.04 D 59263 D Common Stock, Par Value $0.01 Per Share 2021-10-12 4 F 0 216 296.04 D 59047 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 740 297.194 D 58307 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 88 298.81 D 58219 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 558 300.349 D 57661 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 101 301.182 D 57560 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 150 297.208 D 57410 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 40 298.41 D 57370 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 54 299.783 D 57316 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 80 300.619 D 57236 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 9 301.30 D 57227 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 1175 297.273 D 56052 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 400 298.432 D 55652 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 802 299.867 D 54850 D Common Stock, Par Value $0.01 Per Share 2021-10-13 4 S 0 524 300.88 D 54326 D Non-qualified Stock Appreciation Right 214.63 2021-10-12 4 M 0 8921 0 D 2019-12-07 2025-12-07 Common Stock, Par Value $0.01 Per Share 8921 8921 D Non-qualified Stock Appreciation Right 205.53 2021-10-12 4 M 0 15649 0 D 2018-12-08 2024-12-08 Common Stock, Par Value $0.01 Per Share 15649 0 D Non-qualified Stock Appreciation Right 257.08 2021-10-12 4 M 0 4174 0 D 2020-12-13 2026-12-13 Common Stock, Par Value $0.01 Per Share 4174 16699 D These sales (collectively) were effected pursuant to a Rule 10b5-1 trading plan. Reflects a weighted average sale price of $297.194 at prices ranging from $296.76 to $297.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $298.810 at prices ranging from 298.80 to $298.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $300.349 at prices ranging from $299.92 to $300.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $301.182 at prices ranging from $301.15 to $301.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $297.208 at prices ranging from $296.85 to $297.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $298.410 at prices ranging from $298.02 to $298.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $299.783 at prices ranging from $299.20 to $300.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $300.619 at prices ranging from $300.20 to $301.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $297.273 at pricing ranging from $296.85 to $297.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $298.432 at prices ranging from $298.03 to $298.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $299.867 at prices ranging from $299.34 to $300.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $300.88 at prices ranging from $300.50 to $301.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This exercise was affected pursuant to a Rule 10b5-1 trading plan. One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant will become fully exercisable on 12/7/2021. One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. /s/ John D. Torres, attorney-in-fact for Mr. Todd M. Bluedorn 2021-10-14