0001127602-21-025067.txt : 20210909 0001127602-21-025067.hdr.sgml : 20210909 20210909153803 ACCESSION NUMBER: 0001127602-21-025067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210907 FILED AS OF DATE: 20210909 DATE AS OF CHANGE: 20210909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluedorn Todd M CENTRAL INDEX KEY: 0001395277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 211244352 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD. CITY: RICHARDSON STATE: TX ZIP: 75080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-07 0001069202 LENNOX INTERNATIONAL INC LII 0001395277 Bluedorn Todd M 2140 LAKE PARK BLVD. RICHARDSON TX 75080 1 1 Chairman and CEO Common Stock, Par Value $0.01 Per Share 2021-09-07 4 M 0 5926 0 A 60252 D Common Stock, Par Value $0.01 Per Share 2021-09-07 4 M 0 3132 0 A 63384 D Common Stock, Par Value $0.01 Per Share 2021-09-07 4 M 0 930 0 A 64314 D Common Stock, Par Value $0.01 Per Share 2021-09-07 4 F 0 366 330.82 D 63948 D Common Stock, Par Value $0.01 Per Share 2021-09-07 4 F 0 1232 330.82 D 62716 D Common Stock, Par Value $0.01 Per Share 2021-09-07 4 F 0 2332 330.82 D 60384 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 545 326.498 D 59839 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 900 327.698 D 58939 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 455 328.522 D 58484 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 166 326.373 D 58318 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 209 327.609 D 58109 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 189 328.457 D 57920 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 211 325.503 D 57709 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 697 326.431 D 57012 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 1500 327.668 D 55512 D Common Stock, Par Value $0.01 Per Share 2021-09-08 4 S 0 1186 328.496 D 54326 D Non-qualified Stock Appreciation Right 205.53 2021-09-07 4 M 0 15650 0 D 2018-12-08 2024-12-08 Common Stock, Par Value $0.01 Per Share 15650 15649 D Non-qualified Stock Appreciation Right 214.63 2021-09-07 4 M 0 8921 0 D 2019-12-07 2025-12-07 Common Stock, Par Value $0.01 Per Share 8921 17842 D Non-qualified Stock Appreciation Right 257.08 2021-09-07 4 M 0 4175 0 D 2020-12-13 2026-12-13 Common Stock, Par Value $0.01 Per Share 4175 20873 D These sales (collectively) were effected pursuant to a Rule 10b5-1 trading plan. Reflects a weighted average sale price of $326.498 at prices ranging from $326.13 to $327 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $327.698 at prices ranging from $327.17 to $328.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $328.522 at pricing ranging from $328.39 to $328.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $326.373 at prices ranging from 326.13 to $326.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $327.609 at prices ranging from $327.17 to $328.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $328.457 at prices ranging from $328.18 to $328.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $325.503 at prices ranging from $325.13 to $326.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $326.431 at prices ranging from $326.13 to $326.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $327.668 at prices ranging from $327.16 to $328.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $328.496 at prices ranging from $328.18 to $328.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This exercise was affected pursuant to a Rule 10b5-1 trading plan. One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant will become fully exercisable on 12/7/2021. One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. /s/ John D. Torres, attorney-in-fact for Mr. Todd M. Bluedorn 2021-09-09