0001127602-14-005439.txt : 20140210 0001127602-14-005439.hdr.sgml : 20140210 20140210175151 ACCESSION NUMBER: 0001127602-14-005439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUMBOUGH ROY A CENTRAL INDEX KEY: 0001193271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 14590536 MAIL ADDRESS: STREET 1: MAYTAG CORP STREET 2: 403 STREET N CITY: NEWTON STATE: IA ZIP: 50208 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-07 0001069202 LENNOX INTERNATIONAL INC LII 0001193271 RUMBOUGH ROY A 2140 LAKE PARK BLVD RICHARDSON TX 75080 1 VP, CAO & Controller Common Stock, Par Value $0.01 Per Share 2014-02-07 4 M 0 386 0 A 10812 D Common Stock, Par Value $0.01 Per Share 2014-02-07 4 M 0 795 0 A 11607 D Common Stock, Par Value $0.01 Per Share 2014-02-07 4 M 0 372 0 A 11979 D Common Stock, Par Value $0.01 Per Share 2014-02-07 4 S 0 1467 86.744 D 10512 D Common Stock, Par Value $0.01 Per Share 2014-02-07 4 S 0 1553 86.80 D 8959 D Non-qualified Stock Appreciation Right 46.78 2014-02-07 4 M 0 1241 0 D 2011-12-09 2017-12-09 Common Stock, Par Value $0.01 Per Share 1241 0 D Non-qualified Stock Appreciation Right 34.06 2014-02-07 4 M 0 1850 0 D 2012-12-08 2018-12-08 Common Stock, Par Value $0.01 Per Share 1850 1850 D Non-qualified Stock Appreciation Right 51.11 2014-02-07 4 M 0 1237 0 D 2013-12-06 2019-12-06 Common Stock, Par Value $0.01 Per Share 1237 2474 D Reflects a weighted average sale price of $86.744 at prices ranging from $86.70 to $86.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $86.800 at prices ranging from $86.79 to $86.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. One third of the Stock Appreciation Rights became exercisable on 12/9/2011 and each year thereafter. The entire grant became fully exercisable on 12/9/2013. One third of the Stock Appreciation Rights became exercisable on 12/8/2012 and each year thereafter. The entire grant will become fully exercisable on 12/8/2014. One third of the Stock Appreciation Rights became exercisable on 12/6/2013 and each year thereafter. The entire grant will become fully exercisable on 12/6/2015. Attorney-in-fact pursuant to Power of Attorney dated May 12, 2010. /s/ James K. Markey, attorney-in-fact for Roy Rumbough, Jr. 2014-02-10