-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DA+6rXfc+is50sAwGqzYHXBD07KHHZuKQsqerVni9311zp1NA9QFfkhsaMNFC9if VvU8iEz4jABPH0a54y3NZw== 0001116320-02-000410.txt : 20021216 0001116320-02-000410.hdr.sgml : 20021216 20021216145706 ACCESSION NUMBER: 0001116320-02-000410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021212 FILED AS OF DATE: 20021216 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SCHJERVEN ROBERT E CENTRAL INDEX KEY: 0001116330 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02858515 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 schjerven1202.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Schjerven, Robert E. 812 Woodhaven Rd. Highland Village, TX 75067 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/12/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chief Executive Officer and Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 2A. 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Owner- 7)Nature of action Demmed action or Disposed of (D) Securities ship Form: Indirect Date Execution Code A Beneficially Direct (D) Beneficial (Month/ Date, if or Owned at or Ownership Day/Year) any (M/D/Y) Code V Amount D Price End of Month Indirect (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 12/12/02 A(1) 70,800 A 527,266 D $.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conver 3)Trans- 3A 4)Trans- 5)Number of Derivative sion or action Demmed action Securities Acquired (A) Exercise Date Execut- Code or Disposed of (D) Price of Month/ ion Deri- Day/ Date, vative Year) if any Security 6)Date Exercisable and Security (Month/ Expiration Date Day/ Year) --------------------------------------------------------------------------- Code V A D Date Expiration Exercisable Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock $13.5750 12/12/02 A 230,974 (2) 12/12/09 Option (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Deriv- Indirect Date Securities vative Securities ative Security Beneficial Amount or Security Beneficially Direct (D) or Ownership Number of Owned at (D) or Indirect Title Shares End of Month (I) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock 12/12/02 Common Stock, par 230,974 230,974 D Option (right to buy) value $0.01 per share Explanation of Responses: (1) Restricted Stock Award. (2) The option becomes exercisable in three equal annual installments, commencing one year after the date of grant. - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Robert E. Schjerven DATE 12/16/02
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