-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdA19Pn5jrZkVnJxtoAxbt46u8ZKkbPh/ve0IPThvm3tXeU+N+EHsaCq43SWEUCg Wd83l6V+P6wH9uR5+wgRwQ== 0001116320-02-000398.txt : 20021216 0001116320-02-000398.hdr.sgml : 20021216 20021216144015 ACCESSION NUMBER: 0001116320-02-000398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021212 FILED AS OF DATE: 20021216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02858455 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BOOTH THOMAS W CENTRAL INDEX KEY: 0001093011 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2697 DUNMORE DRIVE CITY: SNELLVILLE STATE: GA ZIP: 30078 BUSINESS PHONE: 7709820948 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARSON STATE: TX ZIP: 75080 4 1 tombooth121202.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Booth, Thomas W. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/12/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) VP Bus Dev HTD/LII Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 2A. 3.Trans- 4.Securities Acquired(A) 5)Amount of 6.Owner- 7)Nature of action Deemed action or Disposed of (D) Securities ship Indirect Date Execution Code Beneficially Form: Beneficial Date, if ---------------------------------- Owned Direct Ownership (Month/ any A Following (D) or Day/Year) (Month/ or Reported Indirect Day/Year) Code V Amount D Price Transaction(s) (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 12/12/02 A(1) 2,700 A 660,315 D $0.01 per share Common Stock, par value 143,632 I Booth Charitable $0.01 per share Remainder Trust(2) Common Stock, par value 37,520 I Daughter Carolyn(2) $0.01 per share Common Stock, par value 38,531 I Daughter Kathleen(2) $0.01 per share Common Stock, par value 40,062 I Thomas Booth Trust $0.01 per share Common Stock, par value 2,007,956 I Trust FBO R. Booth $0.01 per share (3) Common Stock, par value 70,343 I by Spouse(2) $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 3A. 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action Deemed action Securities Acquired (A) Expiration Date Price of Date Execution Code or Disposed of (D) Derivative (Month/ Date, if ---------------------------------------------------------------------- Security Day/ any Year) (Month/ Day/Year) Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock $13.5750 12/12/02 A 7,590 (4) 12/12/09 Option (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 3A 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action Deemed of Underlying of Deri- Derivative Form of Indirect Date Execution Securities vative Securities Derivative Beneficial Date, if --------------------------- Secur- Beneficially Security: or Ownership any Amount or ity Owned Direct (D) or (Month/ Number of Following Indirect (I) Day/Year) Title Shares Reported Transaction(s) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock 12/12/02 Common Stock par 7,590 7,590 D Option (right to buy) value $0.01 per share - ---------- 1.Restricted Stock Award. 2.The reporting person has only a remainder interest in the trust, and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. 3 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. 4.The option becomes exercisable in three equal annual installments, commencing one year after the date of grant. - - Attorney-in-fact pursuant to the power of attorney dated July 9, 1999.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Thomas W. Booth DATE 12/16/02 -----END PRIVACY-ENHANCED MESSAGE-----