-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G8v7NVbt3dhfvdYrmv7q5ai9hO+L+WOiZyz5CnPLpgTiSHmOyhEWGsZoTgVfLsjV gQqESIWks+B9foOh8b2Abg== 0001116320-02-000397.txt : 20021216 0001116320-02-000397.hdr.sgml : 20021216 20021216143745 ACCESSION NUMBER: 0001116320-02-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021212 FILED AS OF DATE: 20021216 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ASHENHURST HARRY J CENTRAL INDEX KEY: 0001116322 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02858443 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 ashenhurst1202.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Ashenhurst, Harry J. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/12/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chief Administration Officer 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 2A. 3.Trans- 4.Securities Acquired(A) 5)Amount of 6.Ownership 7)Nature of action Deemed action Code or Disposed of (D) Securities Form: Indirect Date Execution ------------------------------------- Beneficially Direct Beneficial (Month/ Date, if any A Owned (D) or Ownership Day/Year) (Month/ or Following Indirect Day/Year) Code V Amount D Price Reported (I) Transaction(s) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 12/12/02 A(1) 28,000 222,343 D $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 3A. 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action Deemed action Securities Acquired (A) Expiration Date Price of Date Execution Code or Disposed of (D) Derivative Date, if Security any ----------------------- (Month/Day ---------------------------------------- Date Expiration Year) Code V A D Exercisable Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $13.5750 12/12/02 46,310 (2) 12/12/09 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 3A 7)Title and Amount of Underlying 8)Price 9)Number of 10)Ownership 11)Nature of Security action Deemed Securitie of Deri- Derivative Form of Indirect Date Execution vative Securities Derivative Beneficial Date, if -------------------------------- Security Beneficially Security: or Ownership (Month/ any Amount or Owned Direct (D) or Day/ (Month/ Title Number of Following Indirect (I) Year) Day/ Shares Reported Year) Transaction(s) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock 12/12/02 Common Stock, par 46,310 46,310 D Option (right to buy) value $0.01 per share Explanation of Responses: (1) Restricted Stock Award. - - Attorney in fact pursuant to the power of attorney dated 7/8/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Harry J. Ashenhurst DATE 12/16/02 -----END PRIVACY-ENHANCED MESSAGE-----