-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NWsPzaYOPa/yTL22SE9h+2ogWb9n+7BFxUt14GGfBDNzEnHH4O/UZcTVYheumzow QMfJyy+LqnZgRPllEgXugA== 0001116320-02-000353.txt : 20021121 0001116320-02-000353.hdr.sgml : 20021121 20021121125536 ACCESSION NUMBER: 0001116320-02-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021118 FILED AS OF DATE: 20021121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02835797 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON DAVID H CENTRAL INDEX KEY: 0001099752 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724875000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 anderson111802.txt NONE ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print of Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Anderson, David H. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 2140 Lake Park Blvd. - -------------------------------------------------------------------------------- (Street) Richardson, Texas 75080-2254 - -------------------------------------------------------------------------------- (City) (State) (Zip) Lennox International Inc. (LII) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 11/18/02 ________________________________________________________________________________ 4. Statement for Month/Day/Year ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |x| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |x| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.56 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.50 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 300 D $14.48 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 200 D $14.46 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 200 D $14.45 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,400 D $14.44 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,100 D $14.42 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 2,000 D $14.41 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 200 D $14.40 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 300 D $14.36 I D.H.Anderson $0.01 per share Trust ====================================================================================================================================
Page 1 of 7 Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 200 D $14.35 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 200 D $14.34 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 700 D $14.33 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------- ---------- Common Stock, par value 11/18/02 S(1) 500 D $14.32 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 800 D $14.31 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 500 D $14.30 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 100 D $14.29 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 700 D $14.28 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 200 D $14.27 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,000 D $14.26 I D.H.Anderson $0.01 per share Trust ==================================================================================================================================== 2 of 7
Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 800 D $14.25 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 600 D $14.24 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 500 D %14.23 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/18/02 S(1) 500 D $14.22 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.20 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.19 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.10 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,200 D $14.08 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 800 D $14.07 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,100 D $14.06 I D.H.Anderson $0.01 per share Trust ====================================================================================================================================
Page 3 of 7 Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 1,500 D $14.05 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/18/02 S(1) 400 D $14.04 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 100 D $14.09 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 200 D $14.06 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 600 D $14.05 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 500 D $14.04 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 100 D $14.03 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 100 D $14.02 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 500 D $14.01 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 1,500 D $14.00 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 900 D $13.99 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 1,200 D $14.98 I D.H.Anderson $0.01 per share Trust ====================================================================================================================================
Page 4 of 7 Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 1,300 D $13.97 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 1,500 D $13.96 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 1,300 D $13.95 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 1,500 D $13.94 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 1,600 D $13.93 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 400 D $13.92 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 200 D $13.91 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 2,700 D $13.90 I D.H.Anderson $0.01 per share Trust ====================================================================================================================================
Page 5 of 7 Form 4 (continued)
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of 6. 4. Securities Owner- Securities Acquired (A) Beneficially ship 2A. 3. or Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ----------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 100 D $13.88 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 1,400 D $13.87 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 800 D $13.86 I D.H.Anderson $0.01 per share Trust - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 11/19/02 S(1) 800 D $13.85 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 400 D $13.83 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 11/19/02 S(1) 300 D $13.81 3,308,179 I D.H.Anderson $0.01 per share Trust - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 89,930 I Daughter $0.01 per share Kristin(2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 147,411 I K. H. Anderson $0.01 per share Trust(2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 139,322 I Linda L.Anderson $0.01 per share Trust (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share ====================================================================================================================================
Page 6 of 7 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: - ------------------------------------------------------------------- Explanation of Responses: (1) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2002. (2) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99. SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: David H. Anderson DATE 11/21/02 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed.If space is insufficient, see Instruction 6 for procedure.
Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----