-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvyZaWnFUz5ldJNt9YhTNh4XdAXmtO1XjrkBoVHmGtzNR2QX8S6XgNJ2b/MvwvP7 ci95Gb/azLzzupMyqLZLsQ== 0001116320-02-000320.txt : 20021004 0001116320-02-000320.hdr.sgml : 20021004 20021004153432 ACCESSION NUMBER: 0001116320-02-000320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021004 FILED AS OF DATE: 20021004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02782045 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NORRIS JOHN W III CENTRAL INDEX KEY: 0001139032 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 4 1 bnorris1002.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Norris, III, John W 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 10/04/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 2A. 3.Trans- 4.Securities Acquired(A) 5)Amount of 6.Owner- 7)Nature of action Deemed action or Disposed of (D) Securities ship Indirect Date Execution Code Beneficially Form: Beneficial Date, if ---------------------------------- Owned Direct Ownership (Month/ any A Following (D) or Day/Year) (Month/ or Reported Indirect Day/Year) Code V Amount D Price Transaction(s) (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 10/3/02 A(1) 184 A $13.5550 273,616 Direct $0.01 per share Common Stock, par value 4,987 Indirect B.W.Norris Trust $0.01 per share Common Stock, par value 1,000 Indirect Daughter, Lily $0.01 per share Common Stock, par value 4,063 Indirect L.C. Norris Trust $0.01 per share Common Stock, par value 10/3/02 A(2) 461 A $13.5550 2,643,837 Indirect Norris Family Ltd $0.01 per share Partnership(2) Common Stock, par value 16,142 Indirect Son, Benjamin $0.01 per share Common Stock, par value 9,547 Indirect Son, William $0.01 per share Common Stock, par value 16,817 Indirect Spouse, Catherine $0.01 per share Common Stock, par value 4,987 Indirect W.H.Norris Trust $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 3A. 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action Deemed action Securities Acquired (A) Expiration Date Price of Date Execution Code or Disposed of (D) Derivative (Month/ Date, if ---------------------------------------------------------------------- Security Day/ any Year) (Month/ Day/Year) Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 3A 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action Deemed of Underlying of Deri- Derivative Form of Indirect Date Execution Securities vative Securities Derivative Beneficial Date, if --------------------------- Secur- Beneficially Security: or Ownership any Amount or ity Owned Direct (D) or (Month/ Number of Following Indirect (I) Day/Year) Title Shares Reported Transaction(s) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Directors' Quarterly Stock Compensation. (2) The reporting person disclaims beneficial ownership of the securities held by the Norris Family Ltd. Partnership, except to the extent of his 1% pecuniary interest in the securities. - - Attorney-in-fact pursuant to the power of attorney dated 4/20/01.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: John W. Norris, III DATE 10/4/02 EX-24 3 bonorrispoa.txt NONE POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Carl E. Edwards, Jr. and Kenneth Fernandez as the undersigned's true and lawful attorney-in-fact to: a. execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Lennox International Inc. (the "Company"), or one of its subsidiaries, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; b. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and c. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 20tht day of April 2001. /s/ John W. Norris, III -------------------------- John W. Norris, III -----END PRIVACY-ENHANCED MESSAGE-----