-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVvOUpaoWVySCbeFE4U2ls/HkZVygHh/enLPb74YNERC3NNjaBvr6+tza1X/Umam 1/NcpWPRv3wtfPAMY8fZSw== 0001116320-02-000266.txt : 20020809 0001116320-02-000266.hdr.sgml : 20020809 20020809162213 ACCESSION NUMBER: 0001116320-02-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020731 FILED AS OF DATE: 20020809 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02725019 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: SCHWARTZ MICHAEL E CENTRAL INDEX KEY: 0001116332 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 4 1 schwartz702.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Schwartz, Michael G. 2140 Lake Park Blvd. Richardson, TX 75080 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 7/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President North American Distributed Products 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Owner- 7)Nature of action action or Disposed of (D) Securities ship Form: Indirect Date Code A Beneficially Direct (D) Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month Indirect (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 04/05/00 L(1) V 5 A $ 8.9750 D $0.01 per share Common Stock, par value 06/09/00 L(1) V 3 A $12.6875 D $0.01 per share Common Stock, par value 09/11/00 L(1) V 17 A $12.4491 D $0.01 per share Common Stock, par value 01/08/01 L(1) V 25 A $ 8.4375 D $0.01 per share Common Stock, par value 04/09/01 L(1) V 21 A $10.0200 D $0.01 per share Common Stock, par value 06/08/01 L(1) V 22 A $ 9.9709 D $0.01 per share Common Stock, par value 09/10/01 L(1) V 22 A $ 9.8500 D $0.01 per share Common Stock, par value 01/07/02 L(1) V 32 A $10.1390 D $0.01 per share Common Stock, par value 04/08/02 L(1) V 23 A $13.8550 D $0.01 per share Common Stock, par value 06/07/02 L(1) V 19 A $16.8600 D $0.01 per share Common Stock, par value 07/18/02 A(2) V 15,500 A 161,832 D $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative -------------------------------------------------------------------------------- Security Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Owner- 11)Nature of Security action of Underlying of Deri- Derivative ship Form: Indirect Date Securities vative Securities Derivative Beneficial --------------------------------- Security Beneficially Security: Ownership Amount or Owned at Direct (D) or Number of End of Month Indirect (I) Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Acquisition made through broker-administered dividend arrangement from cash dividends paid on ESPP shares. (2) Restricted Stock Award. - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Michael G. Schwartz DATE 8/8/02 -----END PRIVACY-ENHANCED MESSAGE-----