-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRtkEbUG3Hvsrg4DCBiTmmCS92zt3DjtxA/hf/O7yvch6KwSQD5r2TDMO0oBwl+O kD+djTnKvZj0zH3HGG5pQg== 0001116320-02-000210.txt : 20020710 0001116320-02-000210.hdr.sgml : 20020710 20020710115337 ACCESSION NUMBER: 0001116320-02-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02699498 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: BOOTH THOMAS W CENTRAL INDEX KEY: 0001093011 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARSON STATE: TX ZIP: 75080 4 1 tbooth602.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Booth, Thomas W. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 6/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) VP Bus Dev HTD/LII Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of action action or Disposed of (D) Securities Form: Indirect Date Code Beneficially Direct Beneficial ------------- ------------------------ Owned at End (D) or Ownership (Month/ A or of Month Indirect Day/Year) Code V Amount D Price (I) - ------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 652,544 D $0.01 per share Common Stock, par value 06/20/02 G V 800 D 144,132 I Booth Charitable $0.01 per share Remainder Trust Common Stock, par value 35,949 I Daughter Carolyn $0.01 per share Common Stock, par value 36,960 Daughter Kathleen $0.01 per share Common Stock, par value 40,062 I Thomas Booth Trust $0.01 per share Common Stock, par value 2,007,956 I Trust FBO R. Booth $0.01 per share (1) Common Stock, par value 68,772 I by Spouse $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative ---------------------------------------------------------------------------- Security Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial --------------------------------- Security Beneficially Security Ownership Month Amount or Owned at End Direct (D) /Day/ Number of of Month or Indirect Year Title Shares (I) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Thomas W. Booth DATE 7/8/02
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