-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lum60Wv4tI/EcGfShoCW7m9H9eUPGpyeRjsWuyrY33OGlUTKw1KfS+AcheTeRi+6 8F/7UW9106n6th1lqcUVnw== 0001116320-02-000196.txt : 20020611 0001116320-02-000196.hdr.sgml : 20020611 20020610152407 ACCESSION NUMBER: 0001116320-02-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020531 FILED AS OF DATE: 20020610 COMPANY DATA: COMPANY CONFORMED NAME: SMITH RICHARD A /TX CENTRAL INDEX KEY: 0001133757 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD. CITY: RICHARDSON STATE: TX ZIP: 75080-2254 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02674980 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 4 1 ricksmith502.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Smith, Richard A. 2140 Lake Park Blvd. Richardson, TX 75080 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 5/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of action action or Disposed of (D) Securities Form: Indirect Date Code Beneficially Direct Beneficial ---------- ----------------------- Owned at End (D) or Ownership (Month/ A or of Month Indirect Day/Year) Code V Amount D Price (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 5/17/02 A(1) V 28,000 A 35,136 D $0.01 per share
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Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Month/Day/Year Derivative Month/ -------- ----------------------- --------------------------------- Security Day/Year Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $16.21 5/17/02 A V 42,100 (2) 12/13/08 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial --------------------------------- Security Beneficially Security Ownership Amount or Owned at End Direct (D) Month/Day/ Number of of Month or Indirect Year Title Shares (I) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 5/17/02 Common Stock, par 42,100 42,100 Direct (right to buy) value $0.01 per share - ---------- Explanation of Responses: (1) Restricted Stock Award. (2) The option becomes exercisable in three equal annual installments, commencing one year after the date of grant. - - Attorney-in-fact pursuant to the power of attorney dated 1/16/01.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Richard A. Smith DATE 6/7/02
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