-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5erTUd1IYneXfKDZAckSvFzY6/FBEn43TqWV1WXMiA5PjHPd4mmqZ42aan0Oosk HdhcUXr+4K8QtqU6Mgmwgw== 0001116320-02-000186.txt : 20020611 0001116320-02-000186.hdr.sgml : 20020611 20020610150020 ACCESSION NUMBER: 0001116320-02-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020531 FILED AS OF DATE: 20020610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02674897 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: BOOTH THOMAS W CENTRAL INDEX KEY: 0001093011 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC STREET 2: 2100 LAKE PARK BLVD CITY: RICHARSON STATE: TX ZIP: 75080 4 1 tbooth502.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Booth, Thomas W. 2140 Lake Park Blvd. Richardson, Texas 75080-2254 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 5/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) VP Bus Dev HTD/LII Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Ownership 7)Nature of action action or Disposed of (D) Securities Form: Indirect Date Code Beneficially Direct Beneficial ------------- ------------------------ Owned at End (D) or Ownership (Month/ A or of Month Indirect Day/Year) Code V Amount D Price (I) - ------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value 5/17/02 A(1) V 2,700 A 652,544 D $0.01 per share Common Stock, par value 144,932 I Booth Charitable $0.01 per share Remainder Trust Common Stock, par value 35,949 I Daughter Carolyn $0.01 per share Common Stock, par value 36,960 Daughter Kathleen $0.01 per share Common Stock, par value 40,062 I Thomas Booth Trust $0.01 per share Common Stock, par value 2,007,956 I Trust FBO R. Booth $0.01 per share (1) Common Stock, par value 68,772 I by Spouse $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative ---------------------------------------------------------------------------- Security Code V A D Date Exercisable Expiration Date - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $16.21 5/17/02 A V 6,900 (2) 12/13/08 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Ownership 11)Nature of Security action of Underlying of Deri- Derivative Form of Indirect Date Securities vative Securities Derivative Beneficial --------------------------------- Security Beneficially Security Ownership Month Amount or Owned at End Direct (D) /Day/ Number of of Month or Indirect Year Title Shares (I) - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 5/17/02 Common Stock, par 6,900 6,900 D (right to buy) value $0.01 per share Explanation of Responses: (1) Restricted Stock Award (2) The option becomes exercisable in three equal annual installments, comencing one year after the date of grant. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: Thomas W. Booth DATE 6/7/02 -----END PRIVACY-ENHANCED MESSAGE-----