-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOsHA5d5bpcYJZ9sU6mjFMO8j/fB848/pG4cstO1fxkbv7kS/R8MFKJR1rKoID5Z lw2n/0R4AJF1vxrRcjFMyQ== 0001116320-02-000079.txt : 20020416 0001116320-02-000079.hdr.sgml : 20020416 ACCESSION NUMBER: 0001116320-02-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15149 FILM NUMBER: 02606244 BUSINESS ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 972-497-5000 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 COMPANY DATA: COMPANY CONFORMED NAME: NORRIS JOHN W JR CENTRAL INDEX KEY: 0001076472 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 BUSINESS PHONE: 9724975000 MAIL ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 76080 4 1 f4jwnjr302.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Norris, Jr., John W. 2140 Lake Park Blvd. Richardson, TX 75080 2. Issuer Name and Ticker or Trading Symbol Lennox International Inc. (LII) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 3/31/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Chairman of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6)Owner- 7)Nature of action action or Disposed of (D) Securities ship Form: Indirect Date Code A Beneficially Direct (D) Beneficial (Month/ or Owned at or Indirect Ownership Day/Year) Code V Amount D Price End of Month (I) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 321,750 I JWNorris Tr A $0.01 per share Common Stock, par value 663,135 I Megan Norris Tr A $0.01 per share Common Stock, par value 3/5/02 J(1) V 8,415 D $9.75 2,642,555 I Norris Family Ltd $0.01 per share Partnership Common Stock, par value 321,750 I RWNorris Tr A $0.01 per share Common Stock, par value 201,729 I Wife $0.01 per share 1 Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) -------------------------- Derivative -------- Date Date Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10)Owner- 11)Nature of Security action of Underlying of Deri- Derivative ship Form Indirect Date Securities vative Securities of Deriva- Beneficial Amount or Security Beneficially tive Security Ownership Number of Owned at D (Direct or I - Title Shares End of Month Indirect (I) - ------------------------------------------------------------------------------------------------------------------------------------ - ---------- Explanation of Responses: (1) Restricted shares vested on 12/31/01, but were released on 3/5/02 with the closing price as of 12/31/01. Shares were traded for taxes on the release date. - - Attorney-in-fact pursuant to the power of attorney dated 7/9/99.
SIGNATURE OF REPORTING PERSON /S/ By: Carl E. Edwards, Jr. For: John W. Norris, Jr. DATE 4/9/02
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